Benson Kwan Hung TSANG - Jan 13, 2023 Form 4 Insider Report for Athenex, Inc. (ATNXQ)

Role
Director
Signature
/s/ Staci Holquist, Attorney-in-Fact
Stock symbol
ATNXQ
Transactions as of
Jan 13, 2023
Transactions value $
$11,501
Form type
4
Date filed
1/17/2023, 07:11 AM
Previous filing
Oct 12, 2022
Next filing
Apr 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATNXQ Common Stock Award $11.5K +61.8K +61.64% $0.19 162K Jan 13, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ATNXQ Stock Option (Right to Buy) 9.75K Jan 13, 2023 Common Stock 9.75K $19.51 Direct
holding ATNXQ Stock Option (Right to Buy) 17.5K Jan 13, 2023 Common Stock 17.5K $13.17 Direct F2
holding ATNXQ Stock Option (Right to Buy) 20K Jan 13, 2023 Common Stock 20K $12.45 Direct F3
holding ATNXQ Stock Option (Right to Buy) 10K Jan 13, 2023 Common Stock 10K $3.80 Direct
holding ATNXQ Stock Option (Right to Buy) 20K Jan 13, 2023 Common Stock 20K $0.46 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares purchased from the Issuer under a Salary Deduction and Stock Purchase Agreement at the Nasdaq Official Closing Price on the date of purchase.
F2 This option vests in four equal annual installments beginning on February 28, 2020.
F3 This option vests in four equal annual installments beginning on June 5, 2021.
F4 This option vests on June 28, 2023.