Mohit Singh - 12 Jan 2023 Form 4 Insider Report for QuantumScape Corp (QS)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
13 Jan 2023, 16:00:15 UTC
Prior SEC filing
15 Dec 2022
Next SEC filing
24 Jan 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Michael O. McCarthy, III, attorney-in-fact

Key filing fact

Mohit Singh filed Form 4 for QuantumScape Corp (QS) on 13 Jan 2023.

Key facts

  • This page summarizes Mohit Singh's Form 4 filing for QuantumScape Corp (QS).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 13 Jan 2023, 16:00.

Change

  • Previous filing in this sequence was filed on 15 Dec 2022.
  • Current net transaction value: -$158,126.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

QS transaction

Class A Common Stock

Options Exercise

Transaction value
$33,793
Shares
+25,500
Change %
+9.2%
Price
$1.33*
Shares after
303,294
Date
12 Jan 2023
Ownership
Direct
Footnotes
F1
QS transaction

Class A Common Stock

Sale

Transaction value
$191,918
Shares
-25,500
Change %
-8.4%
Price
$7.53
Shares after
277,794
Date
12 Jan 2023
Ownership
Direct
Footnotes
F1, F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

QS transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value
$0
Shares
-25,500
Change %
-2.3%
Price
$0.000000
Shares after
1,097,950
Date
12 Jan 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
25,500
Exercise price
$1.33
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in December 2021.

Footnote F2

The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.51 to $7.56, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Footnote F3

Includes 208,902 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.

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