Harmit J. Singh - Jan 11, 2023 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)

Role
Executive VP and CFO
Signature
/s/ Priscilla Duncan-Tannous, Attorney-in-Fact
Stock symbol
LEVI
Transactions as of
Jan 11, 2023
Transactions value $
-$1,707,984
Form type
4
Date filed
1/13/2023, 03:23 PM
Previous filing
Dec 14, 2022
Next filing
Jan 25, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LEVI Class A Common Stock Conversion of derivative security $0 +107K +22.51% $0.00 582K Jan 13, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Stock Appreciation Rights Options Exercise $0 -321K -100% $0.00* 0 Jan 11, 2023 Class B Common Stock 321K $6.10 Direct F2, F3
transaction LEVI Class B Common Stock Options Exercise $1.96M +321K $6.10 321K Jan 11, 2023 Class A Common Stock 321K Direct F2
transaction LEVI Class B Common Stock Disposed to Issuer -$3.67M -215K -66.75% $17.10 107K Jan 11, 2023 Class A Common Stock 215K Direct F2, F4
transaction LEVI Class B Common Stock Conversion of derivative security $0 -107K -100% $0.00* 0 Jan 13, 2023 Class A Common Stock 107K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3 100% of these stock appreciation rights are fully vested.
F4 Represents shares withheld by the company for exercise price and taxes upon exercise of a stock appreciation right.