Harmit J. Singh - 11 Jan 2023 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
13 Jan 2023, 15:23:13 UTC
Prior SEC filing
14 Dec 2022
Next SEC filing
25 Jan 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Priscilla Duncan-Tannous, Attorney-in-Fact

Key filing fact

Harmit J. Singh filed Form 4 for LEVI STRAUSS & CO (LEVI) on 13 Jan 2023.

Key facts

  • This page summarizes Harmit J. Singh's Form 4 filing for LEVI STRAUSS & CO (LEVI).
  • 5 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 13 Jan 2023, 15:23.

Change

  • Previous filing in this sequence was filed on 14 Dec 2022.
  • Current net transaction value: -$1,707,984.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LEVI transaction

Class A Common Stock

Conversion of derivative security

Transaction value
$0
Shares
+106,860
Change %
+23%
Price
$0.000000
Shares after
581,501
Date
13 Jan 2023
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LEVI transaction Derivative

Stock Appreciation Rights

Options Exercise

Transaction value
$0
Shares
-321,390
Change %
-100%
Price
$0.000000*
Shares after
0
Date
11 Jan 2023
Ownership
Direct
Underlying class
Class B Common Stock
Underlying amount
321,390
Exercise price
$6.10
Footnotes
F2, F3
LEVI transaction Derivative

Class B Common Stock

Options Exercise

Transaction value
$1,960,479
Shares
+321,390
Change %
Price
$6.10
Shares after
321,390
Date
11 Jan 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
321,390
Exercise price
Footnotes
F2
LEVI transaction Derivative

Class B Common Stock

Disposed to Issuer

Transaction value
$3,668,463
Shares
-214,530
Change %
-67%
Price
$17.10
Shares after
106,860
Date
11 Jan 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
214,530
Exercise price
Footnotes
F2, F4
LEVI transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value
$0
Shares
-106,860
Change %
-100%
Price
$0.000000*
Shares after
0
Date
13 Jan 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
106,860
Exercise price
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Footnote F2

Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Footnote F3

100% of these stock appreciation rights are fully vested.

Footnote F4

Represents shares withheld by the company for exercise price and taxes upon exercise of a stock appreciation right.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .