Gerald Yao - 06 Jan 2023 Form 4 Insider Report for FiscalNote Holdings, Inc. (NOTE)

Role
Chief Strategy Officer and Director, Director
Signature
/s/ Todd Aman, Attorney-in-Fact
Issuer symbol
NOTE
Transactions as of
06 Jan 2023
Net transactions value
-$5,962
Form type
4
Filing time
11 Jan 2023, 16:37:19 UTC
Previous filing
09 Dec 2022
Next filing
09 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NOTE Class A Common Stock Tax liability $5,962 -971 -1.1% $6.14 86,971 09 Jan 2023 Gerald Yao Revocable Trust, Dated January 10, 2019 F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NOTE Class B Common Stock Gift -14,785 -18% 68,305 06 Jan 2023 Class A Common Stock 68,305 Gerald Yao 2021 GRAT F2, F3, F4
transaction NOTE Class B Common Stock Gift +14,785 +1.3% 1,113,993 06 Jan 2023 Class A Common Stock 1,113,993 Gerald Yao Revocable Trust, dated January 10 2019 F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,742 restricted stock units.
F2 The Reporting Person is Trustee of this Trust.
F3 Shares of the Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of shares of Class A Common Stock upon the occurrence of certain events as set forth in Issuer's Certificate of Incorporation.
F4 These shares were transferred from the Gerald Yao 2021 GRAT to the Gerald Yao Revocable Trust, dated January 10, 2019 with no consideration.

Remarks:

Chief Strategy Officer and Director