Roger D. Tung - Jan 6, 2023 Form 4 Insider Report for CONCERT PHARMACEUTICALS, INC. (CNCE)

Role
Chief Executive Officer, Director
Signature
/s/ Jeffrey A. Munsie, attorney-in-fact
Stock symbol
CNCE
Transactions as of
Jan 6, 2023
Transactions value $
-$66,898
Form type
4
Date filed
1/9/2023, 03:18 PM
Previous filing
Feb 16, 2022
Next filing
Mar 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNCE Common Stock Sale -$66.9K -9.24K -0.94% $7.24 971K Jan 6, 2023 Direct F1, F2, F3
holding CNCE Common Stock 122K Jan 6, 2023 By Roger D. Tung 2011 GRAT F4
holding CNCE Common Stock 13.3K Jan 6, 2023 By Tung Family Investment Trust F5
holding CNCE Common Stock 12.4K Jan 6, 2023 By RD Tung Irrevocable Trust F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This sale was effected pursuant to a Rule 10b5-1 trading plan entered into on June 23, 2022.
F2 These shares were sold to satisfy tax obligations associated with the vesting of restricted stock units.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $6.25 to $7.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.
F4 Shares held by Roger D. Tung 2011 GRAT. Dr. Tung is the sole trustee of the Roger D. Tung 2011 GRAT. Dr. Tung disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
F5 Shares held by the Tung Family Investment Trust. Dr. Tung is a co-trustee of the Tung Family Investment Trust. Dr. Tung disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
F6 Shares held by the RD Tung Irrevocable Trust. Dr. Tung's spouse is a co-trustee of the RD Tung Irrevocable Trust. Dr. Tung disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.