Michael A. DesJardin - Jan 4, 2023 Form 4 Insider Report for Horizon Therapeutics Public Ltd Co (HZNP)

Role
EVP, Technical Operations
Signature
/s/ Adriana Hernandez-Capone, Attorney-in-Fact
Stock symbol
HZNP
Transactions as of
Jan 4, 2023
Transactions value $
-$3,046,269
Form type
4
Date filed
1/6/2023, 04:52 PM
Previous filing
Jan 4, 2023
Next filing
Mar 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HZNP Ordinary Shares Options Exercise +54.3K +57.21% 149K Jan 5, 2023 Direct F1
transaction HZNP Ordinary Shares Tax liability -$3.05M -26.9K -18.04% $113.24 122K Jan 5, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HZNP Restricted Stock Units (RSUs) Award $0 +20.7K $0.00 20.7K Jan 4, 2023 Ordinary Shares 20.7K Direct F1, F2
transaction HZNP Restricted Stock Units (RSUs) Options Exercise $0 -12.1K -100% $0.00* 0 Jan 5, 2023 Ordinary Shares 12.1K Direct F1, F3
transaction HZNP Restricted Stock Units (RSUs) Options Exercise $0 -10.5K -50% $0.00 10.5K Jan 5, 2023 Ordinary Shares 10.5K Direct F1, F4
transaction HZNP Restricted Stock Units (RSUs) Options Exercise $0 -7.14K -33.33% $0.00 14.3K Jan 5, 2023 Ordinary Shares 7.14K Direct F1, F5
transaction HZNP Performance Restricted Stock Units (PSUs) Options Exercise $0 -7.26K -100% $0.00* 0 Jan 5, 2023 Ordinary Shares 7.26K Direct F1, F6
transaction HZNP Performance Restricted Stock Units (PSUs) Options Exercise $0 -1.97K -100% $0.00* 0 Jan 5, 2023 Ordinary Shares 1.97K Direct F1, F6
transaction HZNP Performance Restricted Stock Units (PSUs) Options Exercise $0 -4.83K -100% $0.00* 0 Jan 5, 2023 Ordinary Shares 4.83K Direct F1, F6
transaction HZNP Performance Restricted Stock Units (PSUs) Options Exercise $0 -10.5K -66.69% $0.00 5.24K Jan 5, 2023 Ordinary Shares 10.5K Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU/PSU represents a contingent right to receive one ordinary share of the Issuer.
F2 The RSUs vest 1/3rd annually on each anniversary of January 5, 2023.
F3 The final tranche of ordinary shares subject to the RSU vested on January 5, 2023.
F4 The remaining ordinary shares subject to the RSU vest on January 5, 2024.
F5 The remaining ordinary shares subject to the RSV vest ratably on January 5, 2024 and January 5, 2025.
F6 The ordinary shares subject to the PSUs vested on January 5, 2023.
F7 The remaining ordinary shares subject to the PSU vest on January 5, 2024.