Michael A. DesJardin - 04 Jan 2023 Form 4 Insider Report for Horizon Therapeutics Public Ltd Co

Role
EVP, Technical Operations
Signature
/s/ Adriana Hernandez-Capone, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
04 Jan 2023
Net transactions value
-$3,046,269
Form type
4
Filing time
06 Jan 2023, 16:52:16 UTC
Previous filing
04 Jan 2023
Next filing
06 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HZNP Ordinary Shares Options Exercise +54,253 +57% 149,087 05 Jan 2023 Direct F1
transaction HZNP Ordinary Shares Tax liability $3,046,269 -26,901 -18% $113.24 122,186 05 Jan 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HZNP Restricted Stock Units (RSUs) Award $0 +20,697 $0.000000 20,697 04 Jan 2023 Ordinary Shares 20,697 Direct F1, F2
transaction HZNP Restricted Stock Units (RSUs) Options Exercise $0 -12,095 -100% $0.000000* 0 05 Jan 2023 Ordinary Shares 12,095 Direct F1, F3
transaction HZNP Restricted Stock Units (RSUs) Options Exercise $0 -10,478 -50% $0.000000 10,479 05 Jan 2023 Ordinary Shares 10,478 Direct F1, F4
transaction HZNP Restricted Stock Units (RSUs) Options Exercise $0 -7,141 -33% $0.000000 14,283 05 Jan 2023 Ordinary Shares 7,141 Direct F1, F5
transaction HZNP Performance Restricted Stock Units (PSUs) Options Exercise $0 -7,257 -100% $0.000000* 0 05 Jan 2023 Ordinary Shares 7,257 Direct F1, F6
transaction HZNP Performance Restricted Stock Units (PSUs) Options Exercise $0 -1,966 -100% $0.000000* 0 05 Jan 2023 Ordinary Shares 1,966 Direct F1, F6
transaction HZNP Performance Restricted Stock Units (PSUs) Options Exercise $0 -4,834 -100% $0.000000* 0 05 Jan 2023 Ordinary Shares 4,834 Direct F1, F6
transaction HZNP Performance Restricted Stock Units (PSUs) Options Exercise $0 -10,482 -67% $0.000000 5,236 05 Jan 2023 Ordinary Shares 10,482 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU/PSU represents a contingent right to receive one ordinary share of the Issuer.
F2 The RSUs vest 1/3rd annually on each anniversary of January 5, 2023.
F3 The final tranche of ordinary shares subject to the RSU vested on January 5, 2023.
F4 The remaining ordinary shares subject to the RSU vest on January 5, 2024.
F5 The remaining ordinary shares subject to the RSV vest ratably on January 5, 2024 and January 5, 2025.
F6 The ordinary shares subject to the PSUs vested on January 5, 2023.
F7 The remaining ordinary shares subject to the PSU vest on January 5, 2024.