David Portnoy - Jan 3, 2023 Form 4 Insider Report for CRYO CELL INTERNATIONAL INC (CCEL)

Role: Chairman, Co-CEO, Director, 10%+ Owner
Signature: /s/ David Portnoy
Stock symbol: CCEL
Transactions as of: Jan 3, 2023
Transactions value $: $238,500
Form type: 4
Date filed: 1/5/2023, 04:27 PM
Previous filing: Jan 6, 2023
Next filing: Dec 28, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	CCEL	Common Stock						805K	Jan 3, 2023	Direct
holding	CCEL	Common Stock						117K	Jan 3, 2023	By 401K
holding	CCEL	Common Stock						231K	Jan 3, 2023	By IRA
holding	CCEL	Common Stock						103K	Jan 3, 2023	By Spouse
holding	CCEL	Common Stock						153K	Jan 3, 2023	By Corporation	F1
holding	CCEL	Common Stock						15.6K	Jan 3, 2023	as Custodian for Daughter
holding	CCEL	Common Stock						59K	Jan 3, 2023	By LLC
holding	CCEL	Common Stock						55.2K	Jan 3, 2023	By Corporation	F2
holding	CCEL	Common Stock						11.4K	Jan 3, 2023	As Custodian for Son
holding	CCEL	Common Stock						11.2K	Jan 3, 2023	As Custodian for Son
holding	CCEL	Common Stock						10.8K	Jan 3, 2023	As Custodian for Son

Showing 1 to 11 of 11 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CCEL	Stock Option	Award	$239K	+50K		$4.77	50K	Jan 3, 2023	Common Stock	50K	$4.77	Direct	F5
holding	CCEL	Stock Option						23.6K	Jan 3, 2023	Common Stock	23.6K	$7.92	Direct
holding	CCEL	Stock Option						26.2K	Jan 3, 2023	Common Stock	26.2K	$7.53	Direct
holding	CCEL	Stock Option						23.6K	Jan 3, 2023	Common Stock	23.6K	$7.28	Direct
holding	CCEL	Stock Option						553	Jan 3, 2023	Common Stock	553	$12.27	Direct	F3
holding	CCEL	Stock Option						280K	Jan 3, 2023	Common Stock	280K	$12.27	Direct	F4
holding	CCEL	Stock Option						24.4K	Jan 3, 2023	Common Stock	24.4K	$13.50	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares of Common Stock held by Mayim Investment Limited Partnership as is David I. Portnoy my be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.
F2	Shares of Common Stock held by uTIPu, Inc., as to which David I. Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary.
F3	One-third of the stock options will vest on December 22, 2022, one-third will vest on December 22, 2023 and one-third on December 22, 2024.
F4	Stock options vest immediately if the price of the Company's common stock reaches $25.00 per share during the seven-year option term.
F5	8,750 options vest upon issuance, 8,749 options vest on 1/2/2024, 21,000 options vest on 1/2/2025 and 11,501 options vest on 1/2/2026.