Manoj Jain - Dec 30, 2022 Form 4 Insider Report for FiscalNote Holdings, Inc. (NOTE)

Role
Director, 10%+ Owner
Signature
/s/ Manoj Jain
Stock symbol
NOTE
Transactions as of
Dec 30, 2022
Transactions value $
$0
Form type
4
Date filed
1/4/2023, 07:52 PM
Previous filing
Oct 7, 2022
Next filing
Jan 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NOTE Class A Common Stock Other $0 -3.72M -85.98% $0.00 606K Dec 30, 2022 By Duddell Street Holdings Ltd F1
transaction NOTE Class A Common Stock Other $0 +673K +24.25% $0.00 3.45M Dec 30, 2022 By Maso Capital Investments Limited F2, F3, F4
transaction NOTE Class A Common Stock Other $0 +2.2M +14.04% $0.00 17.9M Dec 30, 2022 By Blackwell Partners LLC - Series A F4, F5, F6
transaction NOTE Class A Common Stock Other $0 +847K +13.76% $0.00 7M Dec 30, 2022 By Star V Partners LLC F4, F7, F8
holding NOTE Class A Common Stock 27.9K Dec 30, 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are held of record by Duddell Street Holdings Limited ("Duddell"), a Cayman Islands limited liability company. Maso Capital Offshore Limited ("Maso"), a Cayman Islands limited liability company, is the sole member and manager of Duddell. Maso is beneficially owned and controlled by Manoj Jain, Sohit Khurana and Allan Finnerty.
F2 These shares were transferred to Maso Capital Investments ("MCIL"), a Cayman Islands limited liability company, by the previous holder of record, Duddell, without any consideration.
F3 These shares are held of record by MCIL. Maso Capital Partners Limited ("MCPL"), a Hong Kong limited liability company, is the investment manager of MCIL and has sole voting and investment power with respect to the shares held by MCIL.
F4 MCPL is beneficially owned and controlled by Manoj Jain and Sohit Khurana, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
F5 These shares were transferred to Blackwell Partners LLC - Series A ("BPL"), a Delaware limited liability company, by the previous holder of record, Duddell, without any consideration.
F6 These shares are held of record by BPL. MCPL is the investment manager of BPL and has sole voting and investment power with respect to the shares held by BPL.
F7 These shares were transferred to Star V Partners LLC ("SVPL"), a Tennessee limited liability company by the previous holder of record, Duddell, without any consideration.
F8 These shares are held of record by SVPL. MCPL is the investment manager of SVPL and has sole voting and investment power with respect to the shares held by SVPL.