Jason Ryan - Dec 31, 2022 Form 4 Insider Report for Sema4 Holdings Corp. (WGSWW)

Signature
/s/ Bridget Brown, Attorney-in-Fact
Stock symbol
WGSWW
Transactions as of
Dec 31, 2022
Transactions value $
-$19,310
Form type
4
Date filed
1/4/2023, 06:46 PM
Previous filing
Dec 14, 2022
Next filing
Apr 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WGSWW Class A Common Stock Options Exercise +248K +1563.35% 263K Dec 31, 2022 Direct F1
transaction WGSWW Class A Common Stock Sale -$19.3K -73.7K -28% $0.26 190K Dec 31, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WGSWW Restricted Stock Unit Options Exercise $0 -248K -100% $0.00* 0 Dec 31, 2022 Class A Common Stock 248K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.
F2 The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
F3 100% of the RSUs vested as of December 31, 2022, subject to the Reporting Person's continued service to the Issuer on such earlier date, or upon a termination of the Reporting Person's service as Executive Chairman of the Board under certain circumstances.