Andrew Sloves - 04 Jan 2023 Form 4 Insider Report for Rithm Capital Corp. (RITM)

Role
Director
Signature
/s/ Nicola Santoro, Jr.
Issuer symbol
RITM
Transactions as of
04 Jan 2023
Net transactions value
$0
Form type
4
Filing time
04 Jan 2023, 16:51:29 UTC
Previous filing
01 Jul 2022
Next filing
30 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RITM Common Stock Award $0 +15,300 +13% $0.000000 137,505 04 Jan 2023 Direct F1
holding RITM Common Stock 20,000 04 Jan 2023 Sloves Family Trust F2
holding RITM Common Stock 3,700 04 Jan 2023 Custodian for Daughter F2
holding RITM Common Stock 3,100 04 Jan 2023 Custodian for Daughter F2
holding RITM Common Stock 2,300 04 Jan 2023 Custodian for Son F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were issued to the Reporting Person as compensation for services as a director provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $8.17 on December 30, 2022.
F2 Due to inadvertent administrative error, the Reporting Person's Form 4 filed with the Securities and Exchange Commission on July 1, 2022 incorrectly overstated the number of securities beneficially owned in Column 5 by 8,048 shares for each of the indirect holdings of Common Stock by the Reporting Person. The amounts reported in Column 5 of this Form 4 report the correct number of securities beneficially owned.

Remarks:

Exhibit 24.1 Power of Attorney of Andrew Sloves