Aaron Cox - 30 Dec 2022 Form 4 Insider Report for Horizon Therapeutics Public Ltd Co

Role
EVP, Chief Financial Officer
Signature
/s/ Patrick McIlvenny, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
30 Dec 2022
Net transactions value
-$3,272,660
Form type
4
Filing time
04 Jan 2023, 15:13:02 UTC
Previous filing
29 Dec 2022
Next filing
06 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HZNP Ordinary Shares Options Exercise +64,906 +23432% 65,183 30 Dec 2022 Direct F1
transaction HZNP Ordinary Shares Tax liability $3,272,660 -28,758 -44% $113.80 36,425 30 Dec 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HZNP Performance Restricted Stock Units (PSU) Options Exercise $0 -5,806 -100% $0.000000* 0 30 Dec 2022 Ordinary Shares 5,806 Direct F1, F2
transaction HZNP Performance Restricted Stock Units (PSU) Options Exercise $0 -1,573 -100% $0.000000* 0 30 Dec 2022 Ordinary Shares 1,573 Direct F1, F2
transaction HZNP Performance Restricted Stock Units (PSU) Options Exercise $0 -3,868 -100% $0.000000* 0 30 Dec 2022 Ordinary Shares 3,868 Direct F1, F2
transaction HZNP Performance Restricted Stock Units (PSU) Options Exercise $0 -17,416 -100% $0.000000* 0 30 Dec 2022 Ordinary Shares 17,416 Direct F1, F2
transaction HZNP Performance Restricted Stock Units (PSU) Options Exercise $0 -9,318 -67% $0.000000 4,654 30 Dec 2022 Ordinary Shares 9,318 Direct F1, F3
transaction HZNP Restricted Stock Units (RSU) Options Exercise $0 -9,676 -100% $0.000000* 0 30 Dec 2022 Ordinary Shares 9,676 Direct F1, F2
transaction HZNP Restricted Stock Units (RSU) Options Exercise $0 -9,314 -50% $0.000000 9,314 30 Dec 2022 Ordinary Shares 9,314 Direct F1, F3
transaction HZNP Restricted Stock Units (RSU) Options Exercise $0 -7,935 -33% $0.000000 15,870 30 Dec 2022 Ordinary Shares 7,935 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each PSU/RSU represents a contingent right to receive one ordinary share of the Issuer.
F2 The final tranche of ordinary shares subject to the PSU/RSU vested on December 30, 2022.
F3 The remaining ordinary shares subject to the PSU/RSU vest on January 5, 2024.
F4 The remaining ordinary shares subject to the RSU vest ratably on January 5, 2024 and January 5, 2025.