Michael Wallace - Jan 3, 2023 Form 4 Insider Report for Spok Holdings, Inc (SPOK)

Role
Chief Operating Officer
Signature
/MICHAEL W WALLACE/
Stock symbol
SPOK
Transactions as of
Jan 3, 2023
Transactions value $
$120,999
Form type
4
Date filed
1/4/2023, 03:01 PM
Previous filing
Dec 6, 2022
Next filing
Mar 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPOK Common Stock Options Exercise $235K +28.7K +38.22% $8.19 104K Jan 3, 2023 Direct
transaction SPOK Common Stock Tax liability -$114K -13.9K -13.43% $8.19 89.9K Jan 3, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPOK Restricted Stock Units Options Exercise $0 -8.18K -100% $0.00* 0 Jan 3, 2023 Common Stock 8.18K Direct F1, F2
transaction SPOK Restricted Stock Units Options Exercise $0 -8.99K -50% $0.00 8.99K Jan 3, 2023 Common Stock 8.99K Direct F1, F3
transaction SPOK Restricted Stock Units Options Exercise $0 -11.6K -33.33% $0.00 23.1K Jan 3, 2023 Common Stock 11.6K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.
F2 On January 3, 2023, 8177 RSUs vested.
F3 On January 3, 2023, 8,985 RSUs vested. The remaining 8,985 RSUs will vest on December 31, 2023 (e.g. "three equal annual installments").
F4 On January 3, 2023, 11,560 RSUs vested. The remaining 23,122 RSUs will vest on December 31, 2023 and December 31, 2024 (e.g. "three equal annual installments").