Seth Jaffe - 30 Dec 2022 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)

Reporting relationship: EVP & General Counsel
Issuer ticker: LEVI
Reported as of: 30 Dec 2022
Net transaction value: -$352,908
SEC form: 4
Accepted by SEC: 03 Jan 2023, 17:16:32 UTC
Prior SEC filing: 19 Dec 2022
Next SEC filing: 25 Jan 2023
Source filing: View source filing
Reporting owner signature: /s/ Priscilla Duncan-Tannous, Attorney-in-Fact

Key filing fact

Seth Jaffe filed Form 4 for LEVI STRAUSS & CO (LEVI) on 03 Jan 2023.

Key facts

This page summarizes Seth Jaffe's Form 4 filing for LEVI STRAUSS & CO (LEVI).
6 reported transactions and 4 derivative rows are listed below.
Accepted by SEC: 03 Jan 2023, 17:16.

Change

Previous filing in this sequence was filed on 19 Dec 2022.
Current net transaction value: -$352,908.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LEVI transaction

Class A Common Stock

Conversion of derivative security

Transaction value: $0
Shares: +11,442
Change %: +7.7%
Price: $0.000000
Shares after: 159,330
Date: 30 Dec 2022
Ownership: Direct
Footnotes: F1, F2

LEVI transaction

Class A Common Stock

Sale

Transaction value: $177,008
Shares: -11,442
Change %: -7.2%
Price: $15.47
Shares after: 147,888
Date: 30 Dec 2022
Ownership: Direct
Footnotes: F1, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LEVI transaction Derivative

Stock Appreciation Rights

Options Exercise

Transaction value: $0
Shares: -37,776
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 30 Dec 2022
Ownership: Direct
Underlying class: Class B Common Stock
Underlying amount: 37,776
Exercise price: $6.10
Footnotes: F1, F4, F5

LEVI transaction Derivative

Class B Common Stock

Options Exercise

Transaction value: $230,434
Shares: +37,776
Change %: +17%
Price: $6.10
Shares after: 266,256
Date: 30 Dec 2022
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 37,776
Exercise price
Footnotes: F1, F5

LEVI transaction Derivative

Class B Common Stock

Disposed to Issuer

Transaction value: $406,334
Shares: -26,334
Change %: -9.9%
Price: $15.43
Shares after: 239,922
Date: 30 Dec 2022
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 26,334
Exercise price
Footnotes: F1, F5, F6

LEVI transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value: $0
Shares: -11,442
Change %: -4.8%
Price: $0.000000
Shares after: 228,480
Date: 30 Dec 2022
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 11,442
Exercise price
Footnotes: F1, F2, F5

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

Footnote F2

Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Footnote F3

The price in Column 4 is a weighted average sale price. The prices actually received ranged from $15.45 to $15.485. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Footnote F4

100% of these stock appreciation rights are fully vested.

Footnote F5

Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Footnote F6

Represents shares withheld by the company for exercise price and taxes upon exercise of a stock appreciation right.