BRIAN O'CALLAGHAN - 01 Jan 2023 Form 3 Insider Report for ObsEva SA

Role
Chief Executive Officer, Director
Signature
/s/ Jason Minio, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
01 Jan 2023
Net transactions value
$0
Form type
3
Filing time
03 Jan 2023, 15:25:13 UTC
Previous filing
03 Oct 2022
Next filing
14 Jun 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OBSV Employee Stock Option (right to buy) 01 Jan 2023 Common Stock 1,482,278 $1.96 Direct F1
holding OBSV Employee Stock Option (right to buy) 01 Jan 2023 Common Stock 444,684 $1.96 Direct F2
holding OBSV Employee Stock Option (right to buy) 01 Jan 2023 Common Stock 250,000 $3.76 Direct F3
holding OBSV Employee Stock Option (right to buy) 01 Jan 2023 Common Stock 715,000 $1.43 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One-fourth (1/4th) of the shares underlying the option vested on November 9, 2021, and the remainder of the shares underlying the option vested or will vest in 36 equal monthly installments thereafter, subject to the Reporting Person continuing to provide service through each such date.
F2 The shares underlying the option will vest on November 9, 2023, subject to the Reporting Person's continuous service.
F3 One-fourth (1/4th) of the shares underlying the option vested on February 4, 2022, and the remainder of the shares underlying the option vested or will vest in 36 equal monthly installments thereafter, subject to the Reporting Person continuing to provide service through each such date.
F4 One-fourth (1/4th) of the shares underlying the option will vest on February 2, 2023, and the remainder of the shares underlying the option will vest in 36 equal monthly installments thereafter, subject to the Reporting Person continuing to provide service through each such date.

Remarks:

Exhibit List - Exhibit 24 - Power of Attorney