Sigal Zarmi - Nov 18, 2022 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Director
Signature
/s/ Paul Warenski, by power of attorney
Stock symbol
HCP
Transactions as of
Nov 18, 2022
Transactions value $
$0
Form type
4
Date filed
12/22/2022, 05:50 PM
Previous filing
Oct 6, 2022
Next filing
Jan 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Conversion of derivative security +12.5K +185.63% 19.2K Nov 18, 2022 Direct F1
transaction HCP Class A Common Stock Options Exercise +162 +0.84% 19.4K Dec 20, 2022 Direct F2
transaction HCP Class A Common Stock Conversion of derivative security +3.13K +16.11% 22.5K Dec 20, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Class B Common Stock Conversion of derivative security $0 +12.5K $0.00* 0 Nov 18, 2022 Class A Common Stock 12.5K Direct F1
transaction HCP Restricted Stock Units Options Exercise $0 -162 -100% $0.00* 0 Dec 20, 2022 Class A Common Stock 162 Direct F2, F4
transaction HCP Restricted Stock Units Options Exercise $0 -3.13K -10% $0.00 28.1K Dec 20, 2022 Class B Common Stock 3.13K Direct F3, F5
transaction HCP Class B Common Stock Options Exercise $0 +3.13K $0.00 3.13K Dec 20, 2022 Class A Common Stock 3.13K Direct F1
transaction HCP Class B Common Stock Conversion of derivative security $0 -3.13K -100% $0.00* 0 Dec 20, 2022 Class A Common Stock 3.13K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
F3 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4 The RSUs vested in full on December 20, 2022.
F5 The remaining RSUs vest in nine equal quarterly installments beginning on March 20, 2023.