Sigal Zarmi - 18 Nov 2022 Form 4 Insider Report for HashiCorp, Inc.

Role
Director
Signature
/s/ Paul Warenski, by power of attorney
Issuer symbol
N/A
Transactions as of
18 Nov 2022
Net transactions value
$0
Form type
4
Filing time
22 Dec 2022, 17:50:59 UTC
Previous filing
06 Oct 2022
Next filing
06 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Conversion of derivative security +12,500 +186% 19,234 18 Nov 2022 Direct F1
transaction HCP Class A Common Stock Options Exercise +162 +0.84% 19,396 20 Dec 2022 Direct F2
transaction HCP Class A Common Stock Conversion of derivative security +3,125 +16% 22,521 20 Dec 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Class B Common Stock Conversion of derivative security $0 +12,500 $0.000000* 0 18 Nov 2022 Class A Common Stock 12,500 Direct F1
transaction HCP Restricted Stock Units Options Exercise $0 -162 -100% $0.000000* 0 20 Dec 2022 Class A Common Stock 162 Direct F2, F4
transaction HCP Restricted Stock Units Options Exercise $0 -3,125 -10% $0.000000 28,125 20 Dec 2022 Class B Common Stock 3,125 Direct F3, F5
transaction HCP Class B Common Stock Options Exercise $0 +3,125 $0.000000 3,125 20 Dec 2022 Class A Common Stock 3,125 Direct F1
transaction HCP Class B Common Stock Conversion of derivative security $0 -3,125 -100% $0.000000* 0 20 Dec 2022 Class A Common Stock 3,125 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
F3 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4 The RSUs vested in full on December 20, 2022.
F5 The remaining RSUs vest in nine equal quarterly installments beginning on March 20, 2023.