Glenn Solomon - Dec 20, 2022 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Director
Signature
/s/ Paul Warenski, by power of attorney
Stock symbol
HCP
Transactions as of
Dec 20, 2022
Transactions value $
$0
Form type
4
Date filed
12/22/2022, 05:47 PM
Previous filing
Dec 21, 2022
Next filing
Feb 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Options Exercise +182 +33.46% 726 Dec 20, 2022 Direct F1, F2
holding HCP Class A Common Stock 148K Dec 20, 2022 By Family Trust F3
holding HCP Class A Common Stock 12.9K Dec 20, 2022 By Family Trust F3
holding HCP Class A Common Stock 141K Dec 20, 2022 By GGV Capital V L.L.C. F4
holding HCP Class A Common Stock 477K Dec 20, 2022 By GGV Capital Select L.P. F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Options Exercise $0 -182 -100% $0.00* 0 Dec 20, 2022 Class A Common Stock 182 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer Class A Common Stock.
F2 Reflects a decrease of one share of Class A common stock. The Form 4 filed on September 22, 2022 incorrectly reported the acquisition of 182 shares of Class A common stock upon vesting of RSUs. The Reporting Person acquired 181 shares of Class A common stock upon vesting of RSUs.
F3 The shares are held of record by a family trust, as a trustee, the Reporting Person may be deemed to have voting and dispositive power over these shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his proportionate pecuniary interest therein.
F4 The shares are held of record by GGV Capital V L.L.C. ("GGV V LLC"). As a managing member of GGV V LLC, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV V LLC. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
F5 The shares are held of record by GGV Capital Select L.P. ("GGV Select LP"). As a managing member of GGV Capital Select L.L.C. ("GGV Select LLC"), the general partner of GGV Select LP, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GGV Select LP. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his proportionate pecuniary interest therein.
F6 The RSUs vested in full on December 20, 2022.