Jess Jankowski - Dec 20, 2022 Form 4 Insider Report for NANOPHASE TECHNOLOGIES Corp (NANX)

Role
President, CEO, Director
Signature
Jess A. Jankowski
Stock symbol
NANX
Transactions as of
Dec 20, 2022
Transactions value $
$83,880
Form type
4
Date filed
12/22/2022, 10:27 AM
Previous filing
Dec 15, 2022
Next filing
Aug 28, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NANX Common Stock 1K Dec 20, 2022 Spouse's IRA
holding NANX Common Stock 59K Dec 20, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NANX Common Stock (right to purchase) Award $83.9K +72K $1.17 72K Dec 20, 2022 Common Stock 72K $1.17 Direct F2
holding NANX Common Stock (right to purchase) 90K Dec 20, 2022 Common Stock 90K $0.52 Direct F1
holding NANX Common Stock (right to purchase) 81K Dec 20, 2022 Common Stock 81K $0.44 Direct F2
holding NANX Common Stock (right to purchase) 69K Dec 20, 2022 Common Stock 69K $0.42 Direct F2
holding NANX Common Stock (right to purchase) 81K Dec 20, 2022 Common Stock 81K $0.68 Direct F2
holding NANX Common Stock (right to purchase) 90K Dec 20, 2022 Common Stock 90K $0.82 Direct F3
holding NANX Common Stock (right to purchase) 16.5K Dec 20, 2022 Common Stock 16.5K $0.51 Direct F1
holding NANX Common Stock (right to purchase) 90K Dec 20, 2022 Common Stock 90K $0.45 Direct F1
holding NANX Common Stock (right to purchase) 90K Dec 20, 2022 Common Stock 90K $4.17 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Subject to certain restrictions, beginning on this date, options vest in three equal installments.
F2 Subject to certain restrictions, beginning on this date, the options vest in three equal annual installments.
F3 Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.