James J. Kim - Dec 19, 2022 Form 4 Insider Report for AMKOR TECHNOLOGY, INC. (AMKR)

Role
Director, Member of 10% owner group (5), 10%+ Owner
Signature
Mark N. Rogers, Attorney-in-Fact for James J. Kim
Stock symbol
AMKR
Transactions as of
Dec 19, 2022
Transactions value $
-$4,429
Form type
4
Date filed
12/21/2022, 04:11 PM
Previous filing
Dec 19, 2022
Next filing
Feb 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMKR Common Stock Options Exercise $0 +93 +0% $0.00 2.71M Dec 19, 2022 Direct F1
transaction AMKR Common Stock Tax liability -$2.28K -93 0% $24.47 2.71M Dec 19, 2022 Direct F1
transaction AMKR Common Stock Options Exercise $0 +88 +0% $0.00 2.71M Dec 19, 2022 Direct F2
transaction AMKR Common Stock Tax liability -$2.15K -88 0% $24.47 2.71M Dec 19, 2022 Direct F2
holding AMKR Common Stock 1.38M Dec 19, 2022 By Susan Y. Kim 2018-1 GRAT dtd. 8/29/18 F3, F4
holding AMKR Common Stock 3.47M Dec 19, 2022 By self as Trustee of own GRATs F3, F4
holding AMKR Common Stock 49.6M Dec 19, 2022 By 915 Investments, LP F3, F4
holding AMKR Common Stock 1.96M Dec 19, 2022 By John T. Kim G-S Trust dtd. 12/11/12 F3, F4
holding AMKR Common Stock 7.83M Dec 19, 2022 By John T. Kim Family Trust U/A dtd. 12/11/12 F3, F4
holding AMKR Common Stock 2.3M Dec 19, 2022 By Susan Y. Kim 2020-1 GRAT dtd. 4/1/20 F3, F4
holding AMKR Common Stock 2.61M Dec 19, 2022 By Spouse F4
holding AMKR Common Stock 165K Dec 19, 2022 By self as Trustee of Trust U/A dtd. 12/11/12 F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMKR Restricted Stock Units Options Exercise $0 -93 -1.14% $0.00 8.08K Dec 19, 2022 Common Stock 93 Direct F1
transaction AMKR Restricted Stock Units Options Exercise $0 -88 -0.82% $0.00 10.7K Dec 19, 2022 Common Stock 88 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transaction involved the withholding of 93 shares of Common Stock of Amkor Technology, Inc. (the "Issuer") issuable upon the early vesting of an equal number of restricted stock units ("RSUs") to pay income taxes associated with the Reporting Person becoming retirement eligible.
F2 The reported transaction involved the withholding of 88 shares of the Issuer's Common Stock issuable upon the early vesting of an equal number of RSUs to pay income taxes associated with the Reporting Person becoming retirement eligible.
F3 The Reporting Person is (i) a trustee of trusts for the benefit of his immediate family members which own 13,464,330 shares of the Issuer's Common Stock, (ii) a trustee of a trust which is a controlling member of a limited liability company being treated as a corporation for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), which limited liability company holds 164,678 shares of the Issuer's Common stock, (iii) a trustee of grantor retained annuity trusts of which he was the settlor and is the sole annuitant which own 3,470,970 shares of the Issuer's Common Stock and (iv) a general partner of a limited partnership which owns 49,594,980 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares.
F4 The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16, or for any other purpose.

Remarks:

(5) The Reporting Person states that the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16, or for any other purpose.