Michael K. Stern - 16 Dec 2022 Form 4 Insider Report for AquaBounty Technologies, Inc. (AQB)

Role
Director
Signature
/s/ David A. Frank, Name: David A. Frank, attorney-in-fact
Issuer symbol
AQB
Transactions as of
16 Dec 2022
Net transactions value
+$14,800
Form type
4
Filing time
20 Dec 2022, 16:45:29 UTC
Previous filing
15 Nov 2022
Next filing
16 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQB Common Stock Purchase $14,800 +20,000 $0.7400 20,000 16 Dec 2022 Direct F2
holding AQB Common Stock 15,000 16 Dec 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AQB Options to Purchase 2,500 16 Dec 2022 Common Stock 2,500 $1.49 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Purchase 15,000 shares at $1.60 06/13/2022
F2 Purchase 20,000 shares at $.74 12/16/2022
F3 Options to purchase common stock were granted on 11/10/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest 05/27/2023