Michael K. Stern - Dec 16, 2022 Form 4 Insider Report for AquaBounty Technologies, Inc. (AQB)

Role
Director
Signature
/s/ David A. Frank, Name: David A. Frank, attorney-in-fact
Stock symbol
AQB
Transactions as of
Dec 16, 2022
Transactions value $
$14,800
Form type
4
Date filed
12/20/2022, 04:45 PM
Previous filing
Nov 15, 2022
Next filing
Jun 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQB Common Stock Purchase $14.8K +20K $0.74 20K Dec 16, 2022 Direct F2
holding AQB Common Stock 15K Dec 16, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AQB Options to Purchase 2.5K Dec 16, 2022 Common Stock 2.5K $1.49 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Purchase 15,000 shares at $1.60 06/13/2022
F2 Purchase 20,000 shares at $.74 12/16/2022
F3 Options to purchase common stock were granted on 11/10/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest 05/27/2023