Erin S. Sharp - 19 Dec 2022 Form 4 Insider Report for AquaBounty Technologies, Inc. (AQB)

Role
Director
Signature
/s/ David A. Frank, Name: David A. Frank, attorney-in-fact
Issuer symbol
AQB
Transactions as of
19 Dec 2022
Net transactions value
+$101,195
Form type
4
Filing time
20 Dec 2022, 16:36:05 UTC
Previous filing
15 Nov 2022
Next filing
16 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AQB Common Stock Purchase $1,095 +1,500 $0.7300 1,500 19 Dec 2022 Direct F1
transaction AQB Common Stock Purchase $100,100 +130,000 $0.7700 130,000 19 Dec 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AQB Options to Purchase 2,500 19 Dec 2022 Common Stock 2,500 $1.49 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Purchase of 1,500 shares at $.73 12/19/2022
F2 Purchase of 130,000 shares at $.77 12/19/2022
F3 Options to purchase common stock were granted on 11/10/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest 05/27/2023