William Jack Plants II - Dec 18, 2022 Form 4 Insider Report for FINANCIAL INSTITUTIONS INC (FISI)

Role
Chief Financial Officer
Signature
Sonia M. Dumbleton, by power of attorney
Stock symbol
FISI
Transactions as of
Dec 18, 2022
Transactions value $
-$12,965
Form type
4
Date filed
12/20/2022, 03:10 PM
Previous filing
Mar 18, 2022
Next filing
Mar 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FISI Common Stock Options Exercise +1.5K 1.5K Dec 18, 2022 Direct F1
transaction FISI Common Stock Tax liability -$13K -540 -36% $24.01 960 Dec 18, 2022 Direct
holding FISI Common Stock 319 Dec 18, 2022 Held in 401K Plan F2
holding FISI Common Stock 637 Dec 18, 2022 Held in IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FISI Restricted Stock Unit Options Exercise -1.5K -100% 0 Dec 18, 2022 Common Stock 1.5K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of FISI common stock.
F2 Includes 10 shares acquired under the FISI 401)k) plan since the date of the reporting person's last ownership report.