William Jack Plants II - 18 Dec 2022 Form 4 Insider Report for FINANCIAL INSTITUTIONS INC (FISI)

Role
Chief Financial Officer
Signature
Sonia M. Dumbleton, by power of attorney
Issuer symbol
FISI
Transactions as of
18 Dec 2022
Net transactions value
-$12,965
Form type
4
Filing time
20 Dec 2022, 15:10:10 UTC
Previous filing
18 Mar 2022
Next filing
02 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FISI Common Stock Options Exercise +1,500 1,500 18 Dec 2022 Direct F1
transaction FISI Common Stock Tax liability $12,965 -540 -36% $24.01 960 18 Dec 2022 Direct
holding FISI Common Stock 319 18 Dec 2022 Held in 401K Plan F2
holding FISI Common Stock 637 18 Dec 2022 Held in IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FISI Restricted Stock Unit Options Exercise -1,500 -100% 0 18 Dec 2022 Common Stock 1,500 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of FISI common stock.
F2 Includes 10 shares acquired under the FISI 401)k) plan since the date of the reporting person's last ownership report.