DANIEL J. LEVIN - 13 Dec 2022 Form 4 Insider Report for BOX INC (BOX)

Role
Director
Signature
/s/ David Leeb, Attorney-in-Fact
Issuer symbol
BOX
Transactions as of
13 Dec 2022
Net transactions value
-$1,698,877
Form type
4
Filing time
15 Dec 2022, 18:24:40 UTC
Previous filing
09 Dec 2022
Next filing
27 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BOX Class A Common Stock Options Exercise $231,500 +50,000 $4.63 50,000 13 Dec 2022 See footnote F1
transaction BOX Class A Common Stock Options Exercise $113,169 +6,340 +13% $17.85 56,340 13 Dec 2022 See footnote F1
transaction BOX Class A Common Stock Options Exercise $1,312,082 +73,506 +130% $17.85 129,846 13 Dec 2022 See footnote F1
transaction BOX Class A Common Stock Options Exercise $14.05 +1 +0% $14.05 129,847 13 Dec 2022 See footnote F1
transaction BOX Class A Common Stock Sale $2,306,986 -73,506 -57% $31.38 56,341 13 Dec 2022 See footnote F1, F2
transaction BOX Class A Common Stock Options Exercise $1,365,418 +76,494 +136% $17.85 132,835 14 Dec 2022 See footnote F1
transaction BOX Class A Common Stock Sale $2,414,074 -76,494 -58% $31.56 56,341 14 Dec 2022 See footnote F1, F3
holding BOX Class A Common Stock 36,888 13 Dec 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BOX Employee Stock Option (right to buy) Options Exercise $0 -50,000 -100% $0.000000* 0 13 Dec 2022 Class A Common Stock 50,000 $4.63 See footnote F1, F4
transaction BOX Employee Stock Option (right to buy) Options Exercise $0 -6,340 -100% $0.000000* 0 13 Dec 2022 Class A Common Stock 6,340 $17.85 See footnote F1, F5
transaction BOX Employee Stock Option (right to buy) Options Exercise $0 -73,506 -25% $0.000000 220,154 13 Dec 2022 Class A Common Stock 73,506 $17.85 See footnote F1, F6
transaction BOX Employee Stock Option (right to buy) Options Exercise $0 -1 -100% $0.000000* 0 13 Dec 2022 Class A Common Stock 1 $14.05 See footnote F1, F7
transaction BOX Employee Stock Option (right to buy) Options Exercise $0 -76,494 -35% $0.000000 143,660 14 Dec 2022 Class A Common Stock 76,494 $17.85 See footnote F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.
F2 This sale price represents the weighted average sale price of the shares sold ranging from $31.11 to $31.63 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F3 This sale price represents the weighted average sale price of the shares sold ranging from $31.09 to $31.99 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F4 All of this option grant's shares became fully exercisable as of 02/01/2017.
F5 All of this option grant's shares became fully exercisable as of 01/01/2018.
F6 All of this option grant's shares became fully exercisable as of 02/01/2018.
F7 1 of this option grant's shares became fully exercisable as of 01/20/2017. The remaining options were subsequently cancelled due to the terms of the grant.