Michael D. West - Dec 11, 2022 Form 4 Insider Report for AgeX Therapeutics, Inc. (AGE)

Role
Chief Executive Officer, Director
Signature
/s/Michael D. West
Stock symbol
AGE
Transactions as of
Dec 11, 2022
Transactions value $
-$638
Form type
4
Date filed
12/13/2022, 08:22 PM
Previous filing
Sep 13, 2022
Next filing
Mar 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AGE Common Stock, $0.0001 par value Options Exercise $0 +3.13K +8.25% $0.00 41K Dec 11, 2022 Direct F1
transaction AGE Common Stock, $0.0001 par value Tax liability -$638 -1.08K -2.64% $0.59 39.9K Dec 11, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AGE Restricted Stock Units Options Exercise $0 -3.13K -50% $0.00 3.13K Dec 11, 2022 Common Stock 3.13K $0.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Excludes shares owned by former spouse of which Dr. West disclaims beneficial ownership.
F2 Securities withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 3,125 Restricted Stock Units, the grant of which was previously reported on a Form 4.
F3 Restricted Stock Units vested on December 11, 2022.