Juan P. Fernandez - 09 Dec 2022 Form 4 Insider Report for ForgeRock, Inc.

Signature
/s/ Samuel J. Fleischmann, by Power of Attorney for Juan P. Fernandez
Issuer symbol
N/A
Transactions as of
09 Dec 2022
Net transactions value
$0
Form type
4
Filing time
13 Dec 2022, 16:24:45 UTC
Previous filing
29 Dec 2022
Next filing
20 Dec 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FORG Class A Common Stock Conversion of derivative security +10,000 +4.2% 250,751 09 Dec 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FORG Stock Option (right to buy) Options Exercise $0 -10,000 -3.8% $0.000000 251,533 09 Dec 2022 Class B Common Stock 10,000 $0.4300 Direct F1, F2
transaction FORG Class B Common Stock Options Exercise $0 +10,000 $0.000000 10,000 09 Dec 2022 Class A Common Stock 10,000 Direct F1
transaction FORG Class B Common Stock Conversion of derivative security $0 -10,000 -100% $0.000000* 0 09 Dec 2022 Class A Common Stock 10,000 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.
F2 All of the shares subject to the option are fully vested and exercisable as of the date hereof.