GGV Capital V L.L.C. - 08 Dec 2022 Form 4 Insider Report for HashiCorp, Inc.

Role
10%+ Owner
Signature
GGV Capital V L.L.C., by /s/ Glenn Solomon, Managing Director
Issuer symbol
N/A
Transactions as of
08 Dec 2022
Net transactions value
$0
Form type
4
Filing time
12 Dec 2022, 16:39:14 UTC
Previous filing
09 Sep 2022
Next filing
21 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Conversion of derivative security $0 +1,574,019 $0.000000 1,574,019 08 Dec 2022 By GGV Capital V L.P. F1, F2
transaction HCP Class A Common Stock Conversion of derivative security $0 +57,767 $0.000000 57,767 08 Dec 2022 By GGV Capital V Entrepreneurs Fund L.P. F1, F3
transaction HCP Class A Common Stock Other $0 -1,574,019 -100% $0.000000* 0 08 Dec 2022 By GGV Capital V L.P. F2, F4
transaction HCP Class A Common Stock Other $0 -57,767 -100% $0.000000* 0 08 Dec 2022 By GGV Capital V Entrepreneurs Fund L.P. F3, F5
transaction HCP Class A Common Stock Other $0 +343,480 +608% $0.000000 399,941 08 Dec 2022 Direct F6, F7
transaction HCP Class A Common Stock Other $0 -301,133 -75% $0.000000 98,808 08 Dec 2022 Direct F7, F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Class B Common Stock Conversion of derivative security -1,574,019 -8.3% 17,314,211 08 Dec 2022 Class A Common Stock 1,574,019 By GGV Capital V L.P. F1, F2, F9
transaction HCP Class B Common Stock Conversion of derivative security -57,767 -8.3% 635,431 08 Dec 2022 Class A Common Stock 57,767 By GGV Capital V Entrepreneurs Fund L.P. F1, F3, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration at the option of the Reporting Person and had no expiration date.
F2 The shares are held of record by GGV Capital V L.P. ("GGV V LP"). GGV Capital V L.L.C. ("GGV V LLC") serves as the general partner of GGV V LP and may be deemed to have voting and dispositive power over the shares held by GGV V LP. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.
F3 The shares are held of record by GGV Capital V Entrepreneurs Fund L.P. ("GGV Entrepreneurs"). GGV V LLC serves as the general partner of GGV Entrepreneurs and may be deemed to have voting and dispositive power over the shares held by GGV Entrepreneurs. GGV V LLC disclaims beneficial ownership of such shares, except to the extent of its proportionate pecuniary interest therein.
F4 Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV V LP to its general partner and limited partners without additional consideration.
F5 Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV Entrepreneurs to its limited partners without additional consideration.
F6 Represents receipt of shares in the distribution in kind described in footnote (4).
F7 The shares are held of record by GGV V LLC.
F8 Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by GGV V LLC to its members without additional consideration.
F9 Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.