Richard M. McVey - Dec 8, 2022 Form 4 Insider Report for MARKETAXESS HOLDINGS INC (MKTX)

Role
Chairman & CEO, Director
Signature
/s/ Jason Edelstein, as Attorney-in-Fact for Richard M. McVey
Stock symbol
MKTX
Transactions as of
Dec 8, 2022
Transactions value $
-$1,581,017
Form type
4
Date filed
12/12/2022, 03:15 PM
Previous filing
Feb 22, 2022
Next filing
Dec 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MKTX Common Stock, par value $0.003 per share Options Exercise $3.85M +24.5K +3.48% $156.85 730K Dec 8, 2022 Direct
transaction MKTX Common Stock, par value $0.003 per share Tax liability -$5.43M -19.2K -2.63% $283.16 711K Dec 8, 2022 Direct
holding MKTX Common Stock, par value $0.003 per share 2K Dec 8, 2022 By Immediate Family Members

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MKTX Stock Option (right to buy) Options Exercise $0 -24.5K -100% $0.00* 0 Dec 8, 2022 Common Stock 24.5K $156.85 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock options were fully exercisable.