DANIEL J. LEVIN - 02 Dec 2022 Form 4 Insider Report for BOX INC (BOX)

Role
Director
Signature
/s/ David Leeb, Attorney-in-Fact
Issuer symbol
BOX
Transactions as of
02 Dec 2022
Net transactions value
-$2,967,588
Form type
4
Filing time
06 Dec 2022, 18:37:35 UTC
Previous filing
15 Jul 2022
Next filing
09 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BOX Class A Common Stock Options Exercise $0 +59,914 $0.000000 59,914 02 Dec 2022 See footnote F1
transaction BOX Class A Common Stock Sale $1,733,851 -59,914 -100% $28.94 0 02 Dec 2022 See footnote F1, F2
transaction BOX Class A Common Stock Options Exercise $0 +42,847 $0.000000 42,847 05 Dec 2022 See footnote F1
transaction BOX Class A Common Stock Sale $1,207,600 -42,847 -100% $28.18 0 05 Dec 2022 See footnote F1, F3
transaction BOX Class A Common Stock Options Exercise $0 +933 $0.000000 933 06 Dec 2022 See footnote F1
transaction BOX Class A Common Stock Sale $26,137 -933 -100% $28.01 0 06 Dec 2022 See footnote F1, F4
holding BOX Class A Common Stock 36,888 02 Dec 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BOX Employee Stock Option (right to buy) Options Exercise $0 -50,000 -100% $0.000000* 0 02 Dec 2022 Class A Common Stock 50,000 $4.63 See footnote F1, F5
transaction BOX Employee Stock Option (right to buy) Options Exercise $0 -9,914 -6.6% $0.000000 140,085 02 Dec 2022 Class A Common Stock 9,914 $12.09 See footnote F1, F6
transaction BOX Employee Stock Option (right to buy) Options Exercise $0 -42,847 -31% $0.000000 97,238 05 Dec 2022 Class A Common Stock 42,847 $12.09 See footnote F1, F6
transaction BOX Employee Stock Option (right to buy) Options Exercise $0 -933 -0.96% $0.000000 96,305 06 Dec 2022 Class A Common Stock 933 $12.09 See footnote F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are held of record by Daniel J. Levin and Naomi J. Andrews, as Trustees of the Levin/Andrews Family Trust.
F2 This sale price represents the weighted average sale price of the shares sold ranging from $28.54 to $29.14 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F3 This sale price represents the weighted average sale price of the shares sold ranging from $28.00 to $28.59 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F4 This sale price represents the weighted average sale price of the shares sold ranging from $28.00 to $28.06 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F5 All of this option grant's shares became fully exercisable as of 12/01/2016.
F6 149,999 of this option grant's shares became fully exercisable as of 3/20/2018. The remaining options were subsequently cancelled due to the terms of the grant.