Kent W. Ziegler - Dec 1, 2022 Form 4 Insider Report for AXIS CAPITAL HOLDINGS LTD (AXS)

Role
Principal Acct Off, Controller
Signature
G. Christina Gray-Trefry, Attorney-in-Fact
Stock symbol
AXS
Transactions as of
Dec 1, 2022
Transactions value $
-$42,777
Form type
4
Date filed
12/5/2022, 04:46 PM
Previous filing
Mar 3, 2022
Next filing
Jan 26, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXS Common Shares Options Exercise $0 +1.12K +4.73% $0.00 24.7K Dec 1, 2022 Direct
transaction AXS Common Shares Disposed to Issuer -$31.8K -559 -2.26% $56.96 24.2K Dec 1, 2022 Direct
transaction AXS Common Shares Tax liability -$10.9K -192 -0.79% $56.96 24K Dec 1, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXS Restricted Stock Units Options Exercise $0 -1.12K -100% $0.00* 0 Dec 1, 2022 Common Shares 1.12K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash).
F2 The restricted stock units vest in four equal annual installments beginning December 1, 2019.