Gary R. Maharaj - Nov 30, 2022 Form 4 Insider Report for SURMODICS INC (SRDX)

Role
President & CEO, Director
Signature
/s/ John Manders on behalf of Gary R. Maharaj
Stock symbol
SRDX
Transactions as of
Nov 30, 2022
Transactions value $
-$195,355
Form type
4
Date filed
12/2/2022, 05:50 PM
Previous filing
Nov 29, 2022
Next filing
Dec 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SRDX Common Stock Tax liability -$95.3K -2.64K -1.72% $36.13 150K Nov 30, 2022 Direct
transaction SRDX Common Stock Tax liability -$100K -2.77K -1.84% $36.13 148K Nov 30, 2022 Direct
transaction SRDX Common Stock Award $0 +24.4K +16.49% $0.00 172K Nov 30, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SRDX Employee Stock Option (right to buy) Award $0 +84.7K $0.00 84.7K Nov 30, 2022 Common Stock 84.7K $36.13 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The award vests in four equal installments on each of the first four anniversaries of the November 30, 2022 grant date.