Timothy J. Arens - 30 Nov 2022 Form 4 Insider Report for SURMODICS INC (SRDX)

Role: Chief Financial Officer
Signature: /s/ John Manders on behalf of Timothy J. Arens
Issuer symbol: SRDX
Transactions as of: 30 Nov 2022
Net transactions value: -$48,486
Form type: 4
Filing time: 02 Dec 2022, 17:49:18 UTC
Previous filing: 29 Nov 2022
Next filing: 04 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SRDX	Common Stock	Tax liability	$23,484	-650	-1%	$36.13	63,251	30 Nov 2022	Direct
transaction	SRDX	Common Stock	Tax liability	$25,002	-692	-1.1%	$36.13	62,559	30 Nov 2022	Direct
transaction	SRDX	Common Stock	Award	$0	+7,196	+12%	$0.000000	69,755	30 Nov 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SRDX	Employee Stock Option (right to buy)	Award	$0	+25,016		$0.000000	25,016	30 Nov 2022	Common Stock	25,016	$36.13	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The award vests in four equal installments on each of the first four anniversaries of the November 30, 2022 grant date.