Gordon S. Weber - Nov 30, 2022 Form 4 Insider Report for SURMODICS INC (SRDX)

Role
Sr. VP of Legal, GC and Sec.
Signature
/s/ John Manders, on behalf of Gordon S. Weber
Stock symbol
SRDX
Transactions as of
Nov 30, 2022
Transactions value $
-$32,589
Form type
4
Date filed
12/2/2022, 10:30 AM
Previous filing
May 13, 2022
Next filing
Dec 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SRDX Common Stock Tax liability -$15.8K -437 -3.92% $36.13 10.7K Nov 30, 2022 Direct
transaction SRDX Common Stock Tax liability -$16.8K -465 -4.34% $36.13 10.2K Nov 30, 2022 Direct
transaction SRDX Common Stock Award $0 +5.54K +52.5% $0.00 16.1K Nov 30, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SRDX Employee Stock Option (right to buy) Award $0 +19.2K $0.00 19.2K Nov 30, 2022 Common Stock 19.2K $36.13 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 302 shares acquired through the Employee Stock Purchase Plan for the phase ending 8/31/22.
F2 The award vests in four equal installments on each of the first four anniversaries of the November 30, 2022 grant date.