Gordon S. Weber - 30 Nov 2022 Form 4 Insider Report for SURMODICS INC (SRDX)

Role: Sr. VP of Legal, GC and Sec.
Signature: /s/ John Manders, on behalf of Gordon S. Weber
Issuer symbol: SRDX
Transactions as of: 30 Nov 2022
Net transactions value: -$32,589
Form type: 4
Filing time: 02 Dec 2022, 10:30:33 UTC
Previous filing: 13 May 2022
Next filing: 04 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SRDX	Common Stock	Tax liability	$15,789	-437	-3.9%	$36.13	10,705	30 Nov 2022	Direct
transaction	SRDX	Common Stock	Tax liability	$16,800	-465	-4.3%	$36.13	10,240	30 Nov 2022	Direct
transaction	SRDX	Common Stock	Award	$0	+5,535	+53%	$0.000000	16,077	30 Nov 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SRDX	Employee Stock Option (right to buy)	Award	$0	+19,243		$0.000000	19,243	30 Nov 2022	Common Stock	19,243	$36.13	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes 302 shares acquired through the Employee Stock Purchase Plan for the phase ending 8/31/22.
F2	The award vests in four equal installments on each of the first four anniversaries of the November 30, 2022 grant date.