Pamela D. Johnson - 16 Nov 2022 Form 4 Insider Report for OppFi Inc. (OPFI)

Role
CFO
Signature
/s/ Marv Gurevich, Esq., as attorney-in-fact for Pamela D. Johnson
Issuer symbol
OPFI
Transactions as of
16 Nov 2022
Net transactions value
-$2,514
Form type
4
Filing time
30 Nov 2022, 19:11:27 UTC
Previous filing
04 Oct 2021
Next filing
27 Apr 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPFI Class A Common Stock Options Exercise $0 +4,165 $0.000000 4,165 16 Nov 2022 Direct F1
transaction OPFI Class A Common Stock Sale $2,514 -1,067 -26% $2.36 3,098 17 Nov 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPFI Restricted Stock Units Options Exercise $0 -4,165 -25% $0.000000 12,495 16 Nov 2022 Class A Common Stock 4,165 $0.000000 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 16, 2022, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on October 1, 2022.
F2 Represents shares sold to satisfy tax liability upon the vesting of RSUs.
F3 Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). On October 1, 2021, the reporting person was granted 16,660 RSUs. 25% of the RSUs vested on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan.