Pamela D. Johnson - Nov 16, 2022 Form 4 Insider Report for OppFi Inc. (OPFI)

Role
CFO
Signature
/s/ Marv Gurevich, Esq., as attorney-in-fact for Pamela D. Johnson
Stock symbol
OPFI
Transactions as of
Nov 16, 2022
Transactions value $
-$2,514
Form type
4
Date filed
11/30/2022, 07:11 PM
Previous filing
Oct 4, 2021
Next filing
Apr 27, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPFI Class A Common Stock Options Exercise $0 +4.17K $0.00 4.17K Nov 16, 2022 Direct F1
transaction OPFI Class A Common Stock Sale -$2.51K -1.07K -25.62% $2.36 3.1K Nov 17, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPFI Restricted Stock Units Options Exercise $0 -4.17K -25% $0.00 12.5K Nov 16, 2022 Class A Common Stock 4.17K $0.00 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 16, 2022, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on October 1, 2022.
F2 Represents shares sold to satisfy tax liability upon the vesting of RSUs.
F3 Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). On October 1, 2021, the reporting person was granted 16,660 RSUs. 25% of the RSUs vested on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan.