Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | KROS | Common Stock | Exercise of in-the-money or at-the-money derivative security | $0 | -3.54K | -0.15% | $0.00* | 2.28M | Nov 29, 2022 | See footnote | F1, F2 |
transaction | KROS | Common Stock | Exercise of in-the-money or at-the-money derivative security | $0 | -1.72K | -0.15% | $0.00* | 1.12M | Nov 29, 2022 | See footnote | F1, F3 |
transaction | KROS | Common Stock | Exercise of in-the-money or at-the-money derivative security | $0 | -1.91K | -0.16% | $0.00* | 1.23M | Nov 29, 2022 | See footnote | F1, F4 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | KROS | Call Options (obligation to sell) | Exercise of in-the-money or at-the-money derivative security | $0 | -3.54K | -100% | $0.00* | 0 | Nov 29, 2022 | Common Stock | 3.54K | $0.00 | See footnote | F1, F2, F5 |
transaction | KROS | Call Options (obligation to sell) | Exercise of in-the-money or at-the-money derivative security | $0 | -1.72K | -100% | $0.00* | 0 | Nov 29, 2022 | Common Stock | 1.72K | $0.00 | See footnote | F1, F3, F5 |
transaction | KROS | Call Options (obligation to sell) | Exercise of in-the-money or at-the-money derivative security | $0 | -1.91K | -100% | $0.00* | 0 | Nov 29, 2022 | Common Stock | 1.91K | $0.00 | See footnote | F1, F4, F5 |
Id | Content |
---|---|
F1 | Represents an exercise of a call option (obligation to sell), pursuant to a stock option agreement dated January 21, 2016, by and between the Pontifax (Israel) IV, L.P. ("Israel IV"), Pontifax (Cayman) IV, L.P. ("Cayman IV") and Pontifax (China) IV, L.P. ("China IV") and a certain securityholder. |
F2 | The securities are held by Israel IV. Pontifax Management 4 G.P. (2015) Ltd. ("Management 4") is the ultimate general partner of Israel IV. As a result Management 4 may be deemed to share voting and dispositive power with respect to the shares held by Israel IV. Management 4 disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise. |
F3 | The securities are held by Cayman IV. Management 4 is the ultimate general partner of Cayman IV. As a result Management 4 may be deemed to share voting and dispositive power with respect to the shares held by Cayman IV. Management 4 disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise. |
F4 | The securities are held by China IV. Management 4 is the ultimate general partner of China IV. As a result Management 4 may be deemed to share voting and dispositive power with respect to the shares held by China IV. Management 4 disclaims beneficial ownership of such shares, except to the extent of its pecuniary interest therein, and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise. |
F5 | Fully vested and exercisable. |