Jose H. Bedoya - 28 Nov 2022 Form 4 Insider Report for SURMODICS INC (SRDX)

Role
Director
Signature
/s/ John Manders, on behalf of Jose H. Bedoya
Issuer symbol
SRDX
Transactions as of
28 Nov 2022
Net transactions value
-$64,215
Form type
4
Filing time
30 Nov 2022, 15:07:11 UTC
Previous filing
14 Feb 2022
Next filing
13 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SRDX Common Stock Options Exercise $88,106 +4,366 +18% $20.18 28,558 28 Nov 2022 Direct
transaction SRDX Common Stock Sale $152,321 -4,366 -15% $34.89 24,192 28 Nov 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SRDX Stock Option (right to buy) Options Exercise $0 -4,366 -100% $0.000000* 0 28 Nov 2022 Common Stock 4,366 $20.18 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The amount beneficially owned includes 11,985 restricted stock units (RSUs) that vest on service-based vesting dates and 8,430 DSUs that are vested upon issuance, each of which will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting person's service as a director ends.
F2 Fully vested.