Amar K. Goel - Nov 23, 2022 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role
Chairman, Chief Growth Officer, Director, 10%+ Owner
Signature
/s/ Andrew Woods, Attorney-in-Fact
Stock symbol
PUBM
Transactions as of
Nov 23, 2022
Transactions value $
$0
Form type
4
Date filed
11/28/2022, 08:09 PM
Previous filing
Nov 21, 2022
Next filing
Jan 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PUBM Class A Common Stock Conversion of derivative security $0 +2.5K $0.00 2.5K Nov 23, 2022 By Birchwood Trust F1
transaction PUBM Class A Common Stock Gift $0 -2.5K -100% $0.00* 0 Nov 23, 2022 By Birchwood Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBM Class B Common Stock Conversion of derivative security $0 -2.5K -0.2% $0.00 1.27M Nov 23, 2022 Class A Common Stock 2.5K By Birchwood Trust F1, F2
holding PUBM Class B Common Stock 791K Nov 23, 2022 Class A Common Stock 791K By Marais Irrevocable Trust F2, F3
holding PUBM Class B Common Stock 791K Nov 23, 2022 Class A Common Stock 791K By Tuscan Irrevocable Trust F2, F4
holding PUBM Class B Common Stock 560K Nov 23, 2022 Class A Common Stock 560K By RAJN Trust-A Trust F2, F5
holding PUBM Class B Common Stock 560K Nov 23, 2022 Class A Common Stock 560K By RAJN Trust-N F2, F6
holding PUBM Class B Common Stock 443K Nov 23, 2022 Class A Common Stock 443K See footnote F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.
F2 Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
F3 These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4 These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.
F5 These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F6 These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F7 These securities are held by the Reporting Person, as custodian for the benefit of his children under the California Uniform Transfers to Minors Act.