Amar K. Goel - 23 Nov 2022 Form 4 Insider Report for PubMatic, Inc. (PUBM)

Role: Chairman, Chief Growth Officer, Director, 10%+ Owner
Signature: /s/ Andrew Woods, Attorney-in-Fact
Issuer symbol: PUBM
Transactions as of: 23 Nov 2022
Net transactions value: $0
Form type: 4
Filing time: 28 Nov 2022, 20:09:50 UTC
Previous filing: 21 Nov 2022
Next filing: 04 Jan 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PUBM	Class A Common Stock	Conversion of derivative security	$0	+2,500		$0.000000	2,500	23 Nov 2022	By Birchwood Trust	F1
transaction	PUBM	Class A Common Stock	Gift	$0	-2,500	-100%	$0.000000^*	0	23 Nov 2022	By Birchwood Trust	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PUBM	Class B Common Stock	Conversion of derivative security	$0	-2,500	-0.2%	$0.000000	1,269,136	23 Nov 2022	Class A Common Stock	2,500		By Birchwood Trust	F1, F2
holding	PUBM	Class B Common Stock						791,000	23 Nov 2022	Class A Common Stock	791,000		By Marais Irrevocable Trust	F2, F3
holding	PUBM	Class B Common Stock						791,000	23 Nov 2022	Class A Common Stock	791,000		By Tuscan Irrevocable Trust	F2, F4
holding	PUBM	Class B Common Stock						559,652	23 Nov 2022	Class A Common Stock	559,652		By RAJN Trust-A Trust	F2, F5
holding	PUBM	Class B Common Stock						559,652	23 Nov 2022	Class A Common Stock	559,652		By RAJN Trust-N	F2, F6
holding	PUBM	Class B Common Stock						443,414	23 Nov 2022	Class A Common Stock	443,414		See footnote	F2, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These shares are held by the Birchwood Trust, of which the Reporting Person and his spouse are beneficiaries.
F2	Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
F3	These shares are held by the Marais Irrevocable Trust, of which the Reporting Person's spouse is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4	These shares are held by the Tuscan Irrevocable Trust, of which the Reporting Person is a beneficiary.
F5	These shares are held by the RAJN Trust-A, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F6	These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F7	These securities are held by the Reporting Person, as custodian for the benefit of his children under the California Uniform Transfers to Minors Act.