Todd G. Schwartz - Nov 23, 2022 Form 4 Insider Report for OppFi Inc. (OPFI)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Marv Gurevich, Esq., as attorney-in-fact for Todd G. Schwartz
Stock symbol
OPFI
Transactions as of
Nov 23, 2022
Transactions value $
$17,113
Form type
4
Date filed
11/28/2022, 04:27 PM
Previous filing
Nov 23, 2022
Next filing
Nov 30, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPFI Class A Common Stock Purchase $17.1K +6.88K +1.77% $2.49 395K Nov 23, 2022 By TGS Revocable Trust F1, F2
holding OPFI Class V Common Stock 95.1M Nov 23, 2022 By OppFi Shares, LLC F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.45 to $2.50 for a weighted average sale price of $2.4867. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. All shares were purchased in accordance with the daily volume and other limitations and requirements of Rule 10b-18.
F2 The reporting person is the sole trustee of TGS Revocable Trust.
F3 Shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock"), of the issuer represent voting, non-economic interests in the issuer. Except as provided in the issuer's certificate of incorporation, as amended, or as required by applicable law, holders of Class V Common Stock will be entitled to one vote per share of Class V Common Stock on all matters to be voted on by the issuer's stockholders generally.
F4 The shares of Class V Common Stock are held by OppFi Shares, LLC ("OFS"), which has sole voting power over the shares of Class V Common Stock reported in Table I hereof. OFS is wholly owned by TGS Revocable Trust, whose sole trustee is the reporting person. By virtue of these relationships, the reporting person may be deemed to have voting power over the shares of Class V Common Stock held by OFS. The reporting person disclaims beneficial ownership of the shares of Class V Common Stock held by OFS, except to the extent of his pecuniary interest therein.