Brooke L. Senter - 22 Nov 2022 Form 4 Insider Report for UWHARRIE CAPITAL CORP (UWHR)

Role
Chief People Officer
Signature
Brooke L. Senter by Tamara M. Singletary, EVP, Uwharrie Capital Corp
Issuer symbol
UWHR
Transactions as of
22 Nov 2022
Net transactions value
$0
Form type
4
Filing time
23 Nov 2022, 15:55:52 UTC
Previous filing
08 Mar 2022
Next filing
29 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UWHR Common Stock Other $0 +35 +2.5% $0.000000 1,459 22 Nov 2022 Direct F1, F2, F3
transaction UWHR Common Stock (Held by Self TOD Spouse) Other $0 +129 +2.5% $0.000000 5,311 22 Nov 2022 Direct F2, F3
transaction UWHR Common Stock Other $0 +185 +2.5% $0.000000 7,602 22 Nov 2022 Direct F2, F3, F4
transaction UWHR Common Stock Other $0 +840 +2.5% $0.000000 34,473 22 Nov 2022 Held by Company with Reporting Person as Officer F2, F3, F5
transaction UWHR Common Stock Other $0 +56 +2.5% $0.000000 2,302 22 Nov 2022 Held by Roth IRA FBO Spouse of Reporting Person Solely F2, F3, F6
transaction UWHR Common Stock Other $0 +23 +2.5% $0.000000 960 22 Nov 2022 Held by Mother-in-Law Custodian for Daughter F2, F3, F7
holding UWHR Common Stock 12 22 Nov 2022 Held by Mother-in-Law Custodian for Daughter F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by Cede & Co., Depository for Brooke L. Senter Roth IRA TD Ameritrade Clearing Custodian
F2 Shares acquired as a result of a two and one-half percent (2.5%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-22-2022 as of Record Date 11-08-2022. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
F3 No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a two and one-half percent (2.5%) stock dividend paid to shareholders of Uwharrie Capital Corp on 11-22-2022 as of Record Date 11-08-2022.
F4 Held by Cede & Co., Depository for TD Ameritrade Safekeeper for Neil B. Senter & Brooke Laton Senter Jt Ten
F5 Held by Depository for Pershing LLC Safekeeper for Custom Doors Inc.
F6 Held by Cede & Co., Depository for Neil B. Senter Roth IRA TD Ameritrade Clearing Custodian
F7 Held by Cede & Co., Depository for Mother-in-Law as Custodian for Reporting Persona's Daughter TD Ameritrade