| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HON | Common Stock | Options Exercise | +1.36K | +13.62% | 11.3K | Jul 30, 2022 | Direct | F1 | ||
| transaction | HON | Common Stock | Tax liability | -$133K | -697 | -6.14% | $191.00 | 10.6K | Jul 30, 2022 | Direct | |
| transaction | HON | Common Stock | Options Exercise | $419K | +6.3K | +59.18% | $66.43 | 16.9K | Nov 18, 2022 | Direct | F2 |
| transaction | HON | Common Stock | Tax liability | -$896K | -4.19K | -24.69% | $214.17 | 12.8K | Nov 18, 2022 | Direct | F3 |
| transaction | HON | Common Stock | Sale | -$1.16M | -5.42K | -42.47% | $214.17 | 7.34K | Nov 18, 2022 | Direct | F3 |
| holding | HON | Common Stock | 1.98K | Jul 30, 2022 | Held in 401(k) plan |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HON | Restricted Stock Units | Options Exercise | $0 | -1.36K | -33.81% | $0.00 | 2.66K | Jul 30, 2022 | Common Stock | 1.36K | Direct | F1, F4, F5, F6 | |
| transaction | HON | Stock Option (Right to Buy) | Options Exercise | $0 | -6.3K | -100% | $0.00* | 0 | Nov 18, 2022 | Common Stock | 6.3K | $66.43 | Direct | F2, F7 |
| Id | Content |
|---|---|
| F1 | Instrument converts to common stock on a one-for-one basis. |
| F2 | All options held by the Reporting Person have been adjusted to increase the number of shares and reduce the exercise price in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018. |
| F3 | The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $214.13 to $214.21, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F4 | Includes the reinvestment of dividend equivalents into 49 additional restricted stock units. |
| F5 | The Restricted were granted under the 2016 Stock Incentive Plan with 1,311 units vesting on July 30, 2022; 1,311 units vesting on July 30, 2024 and 1,351 units vesting on July 30, 2026. Amounts exclude reinvestment of dividend equivalents during the vesting period. |
| F6 | Excludes reinvestment of dividend equivalents during the vesting period. |
| F7 | The stock options were granted under the 2011 Stock Incentive Plan and vested in four equal annual installments, with the first installment vesting on February 27, 2014. |