George Koutsaftes - 30 Jul 2022 Form 4 Insider Report for HONEYWELL INTERNATIONAL INC (HON)

Role: President and CEO, SPS
Signature: Su Ping Lu for George Koutsaftes
Issuer symbol: HON
Transactions as of: 30 Jul 2022
Net transactions value: -$1,771,649
Form type: 4
Filing time: 22 Nov 2022, 18:17:07 UTC
Previous filing: 01 Aug 2022
Next filing: 14 Feb 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HON	Common Stock	Options Exercise		+1,360	+14%		11,344	30 Jul 2022	Direct	F1
transaction	HON	Common Stock	Tax liability	$133,127	-697	-6.1%	$191.00	10,647	30 Jul 2022	Direct
transaction	HON	Common Stock	Options Exercise	$418,575	+6,301	+59%	$66.43	16,948	18 Nov 2022	Direct	F2
transaction	HON	Common Stock	Tax liability	$896,299	-4,185	-25%	$214.17	12,763	18 Nov 2022	Direct	F3
transaction	HON	Common Stock	Sale	$1,160,798	-5,420	-42%	$214.17	7,343	18 Nov 2022	Direct	F3
holding	HON	Common Stock						1,978	30 Jul 2022	Held in 401(k) plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HON	Restricted Stock Units	Options Exercise	$0	-1,360	-34%	$0.000000	2,662	30 Jul 2022	Common Stock	1,360		Direct	F1, F4, F5, F6
transaction	HON	Stock Option (Right to Buy)	Options Exercise	$0	-6,301	-100%	$0.000000^*	0	18 Nov 2022	Common Stock	6,301	$66.43	Direct	F2, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Instrument converts to common stock on a one-for-one basis.
F2	All options held by the Reporting Person have been adjusted to increase the number of shares and reduce the exercise price in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.
F3	The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $214.13 to $214.21, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4	Includes the reinvestment of dividend equivalents into 49 additional restricted stock units.
F5	The Restricted were granted under the 2016 Stock Incentive Plan with 1,311 units vesting on July 30, 2022; 1,311 units vesting on July 30, 2024 and 1,351 units vesting on July 30, 2026. Amounts exclude reinvestment of dividend equivalents during the vesting period.
F6	Excludes reinvestment of dividend equivalents during the vesting period.
F7	The stock options were granted under the 2011 Stock Incentive Plan and vested in four equal annual installments, with the first installment vesting on February 27, 2014.