George Koutsaftes - Jul 30, 2022 Form 4 Insider Report for HONEYWELL INTERNATIONAL INC (HON)

Signature
Su Ping Lu for George Koutsaftes
Stock symbol
HON
Transactions as of
Jul 30, 2022
Transactions value $
-$1,771,649
Form type
4
Date filed
11/22/2022, 06:17 PM
Previous filing
Aug 1, 2022
Next filing
Feb 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HON Common Stock Options Exercise +1.36K +13.62% 11.3K Jul 30, 2022 Direct F1
transaction HON Common Stock Tax liability -$133K -697 -6.14% $191.00 10.6K Jul 30, 2022 Direct
transaction HON Common Stock Options Exercise $419K +6.3K +59.18% $66.43 16.9K Nov 18, 2022 Direct F2
transaction HON Common Stock Tax liability -$896K -4.19K -24.69% $214.17 12.8K Nov 18, 2022 Direct F3
transaction HON Common Stock Sale -$1.16M -5.42K -42.47% $214.17 7.34K Nov 18, 2022 Direct F3
holding HON Common Stock 1.98K Jul 30, 2022 Held in 401(k) plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HON Restricted Stock Units Options Exercise $0 -1.36K -33.81% $0.00 2.66K Jul 30, 2022 Common Stock 1.36K Direct F1, F4, F5, F6
transaction HON Stock Option (Right to Buy) Options Exercise $0 -6.3K -100% $0.00* 0 Nov 18, 2022 Common Stock 6.3K $66.43 Direct F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Instrument converts to common stock on a one-for-one basis.
F2 All options held by the Reporting Person have been adjusted to increase the number of shares and reduce the exercise price in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.
F3 The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $214.13 to $214.21, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 Includes the reinvestment of dividend equivalents into 49 additional restricted stock units.
F5 The Restricted were granted under the 2016 Stock Incentive Plan with 1,311 units vesting on July 30, 2022; 1,311 units vesting on July 30, 2024 and 1,351 units vesting on July 30, 2026. Amounts exclude reinvestment of dividend equivalents during the vesting period.
F6 Excludes reinvestment of dividend equivalents during the vesting period.
F7 The stock options were granted under the 2011 Stock Incentive Plan and vested in four equal annual installments, with the first installment vesting on February 27, 2014.