Michael van der Zweep - 15 Aug 2022 Form 4/A - Amendment Insider Report for PubMatic, Inc. (PUBM)

Role
Controller
Signature
/s/ Andrew Woods, Attorney-in-Fact
Issuer symbol
PUBM
Transactions as of
15 Aug 2022
Net transactions value
$0
Form type
4/A - Amendment
Filing time
17 Nov 2022, 20:03:22 UTC
Date Of Original Report
17 Aug 2022
Previous filing
03 Jun 2022
Next filing
17 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PUBM Class A Common Stock Options Exercise $0 +503 +114% $0.000000 946 15 Aug 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBM Restricted Stock Unit Options Exercise $0 -434 -6.7% $0.000000 6,066 15 Aug 2022 Class A Common Stock 434 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. Unless otherwise provided, on each vesting date shares of common stock will automatically be sold to satisfy the Reporting Person's tax withholding obligations.
F2 The RSUs vest as to 1/16th of the total shares quarterly, beginning on August 15, 2021, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F3 RSUs do not expire; they either vest or are canceled prior to the vesting date.

Remarks:

This amendment to Form 4 filed on August 17, 2022 is filed solely to reflect corrections to (a) the transaction date applicable to the transaction reflected in Table I, and (b) the number of shares reflected in Column 7 of Table II applicable to the reported transaction.