| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RIVN | Class A Common Stock | Options Exercise | $272K | +12.5K | +15.08% | $21.72 | 95.4K | Nov 15, 2022 | Direct | |
| transaction | RIVN | Class A Common Stock | Sale | -$438K | -12.5K | -13.1% | $35.00 | 82.9K | Nov 15, 2022 | Direct | F1 |
| transaction | RIVN | Class A Common Stock | Sale | -$59.6K | -1.74K | -2.09% | $34.38 | 81.2K | Nov 15, 2022 | Direct | F2 |
| transaction | RIVN | Class A Common Stock | Sale | -$112K | -3.26K | -4.01% | $34.28 | 77.9K | Nov 16, 2022 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RIVN | Stock Option | Options Exercise | $0 | -12.5K | -1.67% | $0.00 | 738K | Nov 15, 2022 | Class A Common Stock | 12.5K | $21.72 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | The sale reported in this transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2021, as last amended on August 19, 2022. |
| F2 | The sale reported in this transaction represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units ("RSUs"). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations in connection with the vesting of RSUs to be funded by a "sell to cover" transaction, and does not represent a discretionary trade by the Reporting Person. |
| F3 | The stock option vests in 5 substantially equal yearly installments beginning on the first anniversary of February 1, 2021. |