Nicholas Lahanas - 15 Nov 2022 Form 4 Insider Report for CENTRAL GARDEN & PET CO (CENT)

Role
Chief Financial Officer
Signature
/s/Nicholas Lahanas
Issuer symbol
CENT
Transactions as of
15 Nov 2022
Net transactions value
-$38,000
Form type
4
Filing time
17 Nov 2022, 15:06:02 UTC
Previous filing
27 Oct 2022
Next filing
06 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CENT Class A Common Stock Options Exercise $146,800 +4,000 +3.5% $36.70 117,895 15 Nov 2022 Direct
transaction CENT Class A Common Stock Tax liability $156,368 -3,767 -3.2% $41.51 114,128 15 Nov 2022 Direct F1
transaction CENT Class A Common Stock Options Exercise $108,800 +4,000 +3.5% $27.20 118,128 15 Nov 2022 Direct
transaction CENT Class A Common Stock Tax liability $137,232 -3,306 -2.8% $41.51 114,822 15 Nov 2022 Direct F1
holding CENT Units 11,547 15 Nov 2022 By 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CENT Stock Option (Right to Buy) Options Exercise $0 -4,000 -28% $0.000000 10,450 15 Nov 2022 Class A Common Stock 4,000 $36.70 Direct F3
transaction CENT Stock Option (Right to Buy) Options Exercise $0 -4,000 -41% $0.000000 5,745 15 Nov 2022 Class A Common Stock 4,000 $27.20 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
F2 The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
F3 Options were granted on January 19, 2018, and all shares are vested and are exercisable.
F4 The options shall vest in annual increments of 25% beginning on February 13, 2020.