Key facts
- This page summarizes Cesar Cernuda's Form 4 filing for NetApp, Inc. (NTAP).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 17 Nov 2022, 15:00.
Cesar Cernuda - 15 Nov 2022 Form 4 Insider Report for NetApp, Inc. (NTAP)
- Reporting relationship
- President
- Issuer ticker
- NTAP
- Reported as of
- 15 Nov 2022
- Net transaction value
- -$77,510
- SEC form
- 4
- Accepted by SEC
- 17 Nov 2022, 15:00:37 UTC
- Prior SEC filing
- 19 Sep 2022
- Next SEC filing
- 19 Dec 2022
- Source filing
- View source filing
- Reporting owner signature
- By:Roberta S Cohen, Attorney-in-Fact for Cesar Cernuda
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Cesar Cernuda filed Form 4 for NetApp, Inc. (NTAP) on 17 Nov 2022.
Change
- Previous filing in this sequence was filed on 19 Sep 2022.
- Current net transaction value: -$77,510.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NTAP
transaction
Common Shares
Options Exercise
- Transaction value
- $0
- Shares
- +2,231
- Change %
- +2.8%
- Price
- $0.000000
- Shares after
- 80,694
- Date
- 15 Nov 2022
- Ownership
- Direct
NTAP
transaction
Common shares
Tax liability
- Transaction value
- $77,510
- Shares
- -1,048
- Change %
- -1.3%
- Price
- $73.96
- Shares after
- 79,646
- Date
- 15 Nov 2022
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NTAP
transaction
Derivative
Restricted Stock
Options Exercise
- Transaction value
- $0
- Shares
- -2,231
- Change %
- -8.8%
- Price
- $0.000000
- Shares after
- 23,106
- Date
- 15 Nov 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,231
- Exercise price
- $0.000000
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Restricted Stock Units convert into common stock on a one-for-one basis.
Footnote F2
On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.