Elizabeth M. O'Callahan - 15 Aug 2022 Form 4/A - Amendment Insider Report for NetApp, Inc. (NTAP)

Role
EVP, Chief Legal Officer
Signature
By: Roberta S Cohen, Attorney-in-Fact for Elizabeth M O'Callahan
Issuer symbol
NTAP
Transactions as of
15 Aug 2022
Net transactions value
-$66,271
Form type
4/A - Amendment
Filing time
17 Nov 2022, 15:00:30 UTC
Date Of Original Report
17 Nov 2022
Previous filing
18 Jul 2022
Next filing
17 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTAP Common Shares Options Exercise $0 +1,793 +24% $0.000000 9,200 15 Aug 2022 Direct
transaction NTAP Common shares Tax liability $66,271 -888 -9.7% $74.63 8,312 15 Aug 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTAP Restricted Stock Unit Options Exercise $0 -1,793 -8.3% $0.000000 19,732 15 Aug 2022 Common Stock 1,793 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units convert into common stock on a one-for-one basis.
F2 On July 1, 2021, the reporting person was granted 28,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Remarks:

This amendment is being filed to correct a typographical error in the transaction date, number of derivative securities disposed of, and number of underlying shares in the Restricted Stock Units reported on behalf of the reporting person on August 15, 2022.