Kenneth Moelis - Nov 14, 2022 Form 4 Insider Report for Moelis & Co (MC)

Role: Chairman, CEO, Director, 10%+ Owner
Signature: /s/ Osamu Watanabe as attorney-in-fact for Kenneth Moelis
Stock symbol: MC
Transactions as of: Nov 14, 2022
Transactions value $: -$8,956,365
Form type: 4
Date filed: 11/16/2022, 08:20 PM
Previous filing: Aug 25, 2022
Next filing: Dec 6, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	MC	Class A Common Stock	Sale	-$2.3M	-50K	-37.67%	$45.98	82.7K	Nov 14, 2022	Direct	F1
transaction	MC	Class A Common Stock	Sale	-$1.52M	-32.9K	-39.78%	$46.06	49.8K	Nov 14, 2022	Direct	F1
transaction	MC	Class A Common Stock	Sale	-$4.67M	-100K	-32.93%	$46.74	204K	Nov 15, 2022	By Trust	F1, F2
transaction	MC	Class A Common Stock	Sale	-$467K	-10.3K	-5.03%	$45.55	193K	Nov 16, 2022	By Trust	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Mr. Moelis' ownership of 49,827 shares of Class A common stock and 193,423 shares of Class A common stock held by The Moelis Family Trust is in addition to (i) 802,119 units of unvested or restricted equity granted to Mr. Moelis as incentive compensation for fiscal years 2017 through 2021, (ii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust.
F2	Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis.

Content

Mr. Moelis' ownership of 49,827 shares of Class A common stock and 193,423 shares of Class A common stock held by The Moelis Family Trust is in addition to (i) 802,119 units of unvested or restricted equity granted to Mr. Moelis as incentive compensation for fiscal years 2017 through 2021, (ii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust.

Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis.