Mark Pearson - Nov 15, 2022 Form 4 Insider Report for Equitable Holdings, Inc. (EQH)

Role
President and CEO, Director
Signature
/s/ Jessica Olich as attorney-in-fact for Mark Pearson
Stock symbol
EQH
Transactions as of
Nov 15, 2022
Transactions value $
-$530,801
Form type
4
Date filed
11/16/2022, 04:00 PM
Previous filing
Oct 28, 2022
Next filing
Dec 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EQH Common Stock Options Exercise $375K +20K +4.59% $18.74 455K Nov 15, 2022 Direct F1, F2
transaction EQH Common Stock Sale -$906K -30K -6.59% $30.19 425K Nov 15, 2022 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EQH Employee Stock Option (right to buy) Options Exercise $0 -20K -2.42% $0.00 806K Nov 15, 2022 Common Stock 20K $18.74 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021.
F2 Total includes Restricted Stock Units.
F3 This transaction was executed in multiple trades at prices ranging from $30.0600 to $30.4800. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020.