Carlos de Solo - Nov 11, 2022 Form 4 Insider Report for CareMax, Inc. (CMAX)

Signature
/s/ Meredith Longsworth, Esq., as attorney-in-fact for Carlos de Solo
Stock symbol
CMAX
Transactions as of
Nov 11, 2022
Transactions value $
$0
Form type
4
Date filed
11/15/2022, 05:35 PM
Previous filing
Jul 11, 2022
Next filing
May 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMAX Class A Common Stock Options Exercise +14.3K 14.3K Nov 11, 2022 Direct F1
holding CMAX Class A Common Stock 6.4M Nov 11, 2022 O.M. Investment Group, LLC F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMAX Restricted Stock Units Options Exercise $0 -14.3K -33.33% $0.00 28.6K Nov 11, 2022 Class A Common Stock 14.3K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 11, 2022, the reporting person received shares of common stock of the issuer in settlement of restricted stock units, which vested on October 29, 2022.
F2 The reported securities are held by O.M. Investment Group, LLC ("O.M."). Mr. de Solo beneficially owns the reported securities held by O.M.
F3 Restricted Stock Units convert into common stock on a one-for-one basis.
F4 On October 29, 2021, the reporting person was granted 42,900 restricted stock units, vesting in three equal installments on October 29, 2022, June 8, 2023, and June 8, 2024.