Traub Robert T. - 11 Nov 2022 Form 4 Insider Report for QUAKER CHEMICAL CORP (KWR)

Role
SVP, GC & Corp. Sec.
Signature
Victoria K. Gehris, Attorney-in-Fact for Robert T. Traub
Issuer symbol
KWR
Transactions as of
11 Nov 2022
Net transactions value
-$166,213
Form type
4
Filing time
15 Nov 2022, 15:16:39 UTC
Previous filing
03 Aug 2022
Next filing
17 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KWR Common Stock Options Exercise $109,412 +721 +22% $151.75 4,047 11 Nov 2022 Direct
transaction KWR Common Stock Sale $148,860 -721 -18% $206.46 3,326 11 Nov 2022 Direct F1
transaction KWR Common Stock Options Exercise $252,101 +1,845 +55% $136.64 5,171 11 Nov 2022 Direct
transaction KWR Common Stock Sale $94,741 -459 -8.9% $206.41 4,712 11 Nov 2022 Direct F2
transaction KWR Common Stock Sale $284,125 -1,386 -29% $205.00 3,326 11 Nov 2022 Direct
holding KWR Common Stock 1,212 11 Nov 2022 By 401(k) F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KWR Employee Stock Option (right to buy) Options Exercise $0 -721 -100% $0.000000* 0 11 Nov 2022 Common Stock 721 $151.75 Direct F4
transaction KWR Employee Stock Option (right to buy) Options Exercise $0 -1,845 -67% $0.000000 922 11 Nov 2022 Common Stock 1,845 $136.64 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $206.30 to $206.59, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $206.29 to $206.55, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation, d/b/a "Quaker Houghton", any security holder of Quaker Houghton, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
F3 Information based on reporting person's Plan Statement as of September 30, 2022.
F4 The options for this grant vested in three annual installments: 722 shares on February 26, 2019; 722 shares on February 26, 2020; and 721 shares on February 26, 2021.
F5 The options for this grant vest in three annual installments: 923 shares on March 30, 2021; 922 shares on March 30, 2022; and 922 shares on March 30, 2023.