Farshad Haghighi - 11 Nov 2022 Form 4 Insider Report for AMKOR TECHNOLOGY, INC. (AMKR)

Signature
Mark N. Rogers, Attorney-in-Fact for Farshad Haghighi
Issuer symbol
AMKR
Transactions as of
11 Nov 2022
Net transactions value
-$388,000
Form type
4
Filing time
14 Nov 2022, 16:17:59 UTC
Previous filing
25 Feb 2022
Next filing
17 Nov 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMKR Common Stock Options Exercise $237,000 +25,000 +244% $9.48 35,260 11 Nov 2022 Direct F1, F2
transaction AMKR Common Stock Sale $625,000 -25,000 -71% $25.00 10,260 11 Nov 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMKR Employee Stock Option (Right-to-Buy) Options Exercise $0 -25,000 -67% $0.000000 12,500 11 Nov 2022 Common Stock 25,000 $9.48 Direct F4
holding AMKR Restricted Stock Units 7,523 11 Nov 2022 Common Stock Direct F1
holding AMKR Restricted Stock Units 2,042 11 Nov 2022 Common Stock Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As previously reported in a Form 4 filed by the Reporting Person on February 25, 2022 (the "Original Form 4"), shares of Amkor Technology, Inc. (the "Issuer") common stock underlying time-vested restricted stock units (the "2022 RSUs") were granted to the Reporting Person on February 24, 2022. In the Original Form 4, the 2022 RSUs were incorrectly reported in Table I. Table II, Column 9 of this Form 4 has been adjusted to include the 2022 RSUs and reflects the proper number of 2022 RSUs beneficially owned by the Reporting Person as of the filing date of this Form 4.
F2 As previously reported in a Form 3 filed by the Reporting Person on October 12, 2021 (the "Form 3"), shares of the Issuer's common stock underlying time-vested restricted stock units (the "2021 RSUs") were granted to the Reporting Person on February 11, 2021. In the Form 3 and in subsequent Form 4s filed by the Reporting Person, the 2021 RSUs were incorrectly reported in Table I. Table II, Column 9 of this Form 4 has been adjusted to include the 2021 RSUs and reflects the proper number of 2021 RSUs beneficially owned by the Reporting Person as of the filing date of this Form 4.
F3 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2022.
F4 This stock option ("the Option") to acquire 100,000 shares of the Issuers common stock (the "Option Shares") was granted on February 15, 2019 (the "Grant Date") and vests over four years as follows: (i) with respect to 25% of the Option Shares, on the first anniversary of the Grant Date; and (ii) with respect to the remainder of the Option Shares, in equal quarterly installments thereafter, such that 100% of the Option will vest on the fourth anniversary of the Grant Date.