Keh Shew Lu - 10 Nov 2022 Form 4 Insider Report for DIODES INC /DEL/ (DIOD)

Role
President & CEO, Director
Signature
Brett R. Whitmire as Power of Attorney for Keh-Shew Lu
Issuer symbol
DIOD
Transactions as of
10 Nov 2022
Net transactions value
-$987,900
Form type
4
Filing time
14 Nov 2022, 11:07:15 UTC
Previous filing
18 Aug 2022
Next filing
15 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DIOD Diodes Incorporated Common Stock Sale $81,000 -1,000 -1.3% $81.00 74,183 10 Nov 2022 The Lu Family Foundation F1
transaction DIOD Diodes Incorporated Common Stock Sale $740,250 -9,000 -12% $82.25 65,183 11 Nov 2022 The Lu Family Foundation F1, F2
transaction DIOD Diodes Incorporated Common Stock Sale $83,200 -1,000 -0.53% $83.20 188,666 11 Nov 2022 Texastac Investments, LP F1
transaction DIOD Diodes Incorporated Common Stock Sale $83,450 -1,000 -0.53% $83.45 187,666 11 Nov 2022 Texastac Investments, LP F1
holding DIOD Diodes Incorporated Common Stock 66,188 10 Nov 2022 Direct
holding DIOD Diodes Incorporated Common Stock 46,150 10 Nov 2022 Custodial F3
holding DIOD Diodes Incorporated Common Stock 285,801 10 Nov 2022 Lu Grandchildren's Trust
holding DIOD Diodes Incorporated Common Stock 4,700 10 Nov 2022 The Lu 2017 Irrevocable Trust
holding DIOD Diodes Incorporated Common Stock - Performance Stock Units 242,584 10 Nov 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sold under a 10b5-1 plan.
F2 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.25 to $83.25, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
F3 These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.