David Portnoy - 08 Nov 2022 Form 4 Insider Report for CRYO CELL INTERNATIONAL INC (CCEL)

Signature
/s/ David Portnoy
Issuer symbol
CCEL
Transactions as of
08 Nov 2022
Net transactions value
+$14,400
Form type
4
Filing time
10 Nov 2022, 16:28:37 UTC
Previous filing
29 Aug 2022
Next filing
15 Nov 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CCEL Common Stock Sale $25,250 -5,000 -0.58% $5.05 855,742 08 Nov 2022 Direct
transaction CCEL Common Stock Sale $50,100 -10,000 -1.2% $5.01 845,742 08 Nov 2022 Direct
transaction CCEL Common Stock Sale $19,640 -4,000 -0.47% $4.91 841,742 10 Nov 2022 Direct
transaction CCEL Common Stock Sale $7,350 -1,500 -0.18% $4.90 840,242 10 Nov 2022 Direct
transaction CCEL Common Stock Sale $25 -5 -0% $5.00* 840,237 10 Nov 2022 Direct
transaction CCEL Common Stock Other $0 -9,122 -100% $0.000000* 0 10 Nov 2022 As Custodian for Daughter F1
transaction CCEL Common Stock Purchase $73,500 +15,000 +15% $4.90 113,162 08 Nov 2022 By 401K
transaction CCEL Common Stock Purchase $18,865 +3,850 +3.4% $4.90 117,012 10 Nov 2022 By 401K
transaction CCEL Common Stock Purchase $24,400 +5,000 +2.5% $4.88 204,080 08 Nov 2022 By IRA
transaction CCEL Common Stock Other $0 -9,974 -100% $0.000000* 0 10 Nov 2022 As Custodian for Son F3
holding CCEL Common Stock 102,586 08 Nov 2022 By Spouse
holding CCEL Common Stock 152,882 08 Nov 2022 By Corporation F2
holding CCEL Common Stock 15,611 08 Nov 2022 as Custodian for Daughter
holding CCEL Common Stock 59,027 08 Nov 2022 By LLC
holding CCEL Common Stock 55,219 08 Nov 2022 By Corporation F4
holding CCEL Common Stock 11,352 08 Nov 2022 As Custodian for Son
holding CCEL Common Stock 11,242 08 Nov 2022 As Custodian for Son
holding CCEL Common Stock 10,783 08 Nov 2022 As Custodian for Son

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CCEL Stock Option 23,636 08 Nov 2022 Common Stock 23,636 $7.92 Direct
holding CCEL Stock Option 26,243 08 Nov 2022 Common Stock 26,243 $7.53 Direct
holding CCEL Stock Option 23,636 08 Nov 2022 Common Stock 23,636 $7.28 Direct
holding CCEL Stock Option 553 08 Nov 2022 Common Stock 553 $12.27 Direct F5
holding CCEL Stock Option 280,000 08 Nov 2022 Common Stock 280,000 $12.27 Direct F6
holding CCEL Stock Option 24,447 08 Nov 2022 Common Stock 24,447 $13.50 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transferred shares to daughter's account since she is now of age.
F2 Shares of Common Stock held by Mayim Investment Limited Partnership as is David I. Portnoy my be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.
F3 Transferred shares to son's account as he is now of age.
F4 Shares of Common Stock held by uTIPu, Inc., as to which David I. Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary.
F5 One-third of the stock options will vest on December 22, 2022, one-third will vest on December 22, 2023 and one-third on December 22, 2024.
F6 Stock options vest immediately if the price of the Company's common stock reaches $25.00 per share during the seven-year option term.